AML Compliance Officer @ (December 2020 - March 2024)
Director Of Compliance @ (January 2019 - December 2020)
Senior Customer Engagement Expert @ (June 2018 - February 2019)
Customer Engagement Expert @ (December 2017 - June 2018)
Senior Client Services Representative @ (September 2017 - December 2017)
Client Services Representative @ (March 2016 - August 2017)
Customer Service Representative @ (November 2014 - March 2016)
Intern @ (March 2014 - June 2014)
Payroll Manager @ (April 2013 - June 2014)
Payroll Assistant @ (May 2012 - March 2013)
Los Angeles City Council District 14 @ (June 2011 - September 2011)
Volunteer @ Variety Boys & Girls Club (January 2008 - September 2010)
Los Angeles County District Attorneys Office @ District Attorney County of Los Angeles (March 2009 - May 2009)
Alex Solis Education
University of California - Davis
Bachelors (Political Science)
2010-2014
University Of California - Los Angeles
(Accounting, Finance)
2017
University of California
Uc Center Sacramento
(Public Policy)
Alex Solis Skills
529 Plans
Analytical Skills
Analyze Information
Anti Money Laundering
Attention to Detail
Broker-Dealer Compliance
CAMS
CRD
Client Relations
Community Outreach
Compliance Procedures
Confidentiality
Creative Problem Solving
Cryptocurrency
Customer Service
Cybersecurity
Decision-Making
Dividends
Due Diligence
EDD
FINRA
FactSet
FinTech
Financial Regulations
Financial Services
Fraud Analysis
IRAs
Internal Audits
Investment Advisers Act
Investment Company Act
KYC
Leadership
Management
Marketing Materials
Microsoft Excel
Microsoft Office
Microsoft Word
Operations
Policies & Procedures
Possess strong analytical
PowerPoint
Problem Solving
Product Management
Professional Conduct
Public Speaking
RMD's
Regulatory Compliance
Regulatory Requirements
Research
Rollovers
SQL
Securities Regulation
Series 24
Series 7
Social Media
Suspicious Activity Reports (SAR)
Teamwork
Time Management
Training
USA PATRIOT Act
Variable Annuities
Written Communication
Zendesk
Program Management
Marketing
Business Development
Social Networking
Event Planning
Data Entry
Payroll
Cost Basis
Trello
Team Building
Ugma
Sales
Customer Satisfaction
Investments
Series 6
Finance
Coverdell
Slack
Mutual Funds
Utma
Trusts
Decision Making
Continuous Improvement
Banking
Sales and Marketing
Options Strategies
Alex Solis Summary
Alex Solis, based in Los Angeles, CA, US, is currently a Compliance at Cash App. Alex Solis brings experience from previous roles at FINRA, Altruist and Aspiration. Alex Solis holds a 2010 - 2014 Bachelors in Political Science @ University of California - Davis. With a robust skill set that includes 529 Plans, Analytical Skills, Analyze Information, Anti Money Laundering, Attention to Detail and more. Alex Solis has 1 mobile phone numbers on RocketReach.
Looking for a different Alex Solis?
Find contact details for 700 million professionals.