2024 -
now Chief Compliance Officer, Senior Corporate Counsel @
2023 -
now Founder @ Future Legal Group
2022 -
2023 Head of Global Compliance @
2016 -
2022 Head of Financial Crime Compliance, Corporate Counsel @
2013 -
2016 Senior Manager @
2008 -
2013 Managing Partner @ Rozman Legal Group PC
2006 -
2008 Director - Regulatory Advisory Services @
2004 -
2006 General Counsel and Chief Compliance Officer @
Alex Rozman Education
University of Illinois at Urbana-Champaign
Chicago-Kent College of Law, Illinois Institute of Technology
Alex Rozman Skills
Technology
Legal Issues
Global Regulatory Compliance
Asset Management
Internal Controls
CFTC
NFA
FFIEC
Anti-Money Laundering
Internal Audits
Enterprise Risk Management
Operational Risk Management
Negotiation
Consumer Law
Civil Litigation
transaction law
Auditing
Fraud Detection
Chief Compliance Officer
Regulatory Compliance
Financial Advisory
High Volume
SEC
Litigation
International Business
Consulting
Anti Money Laundering
Bar Admissions
High Pressure
Nasd
Payments
Infrastructure
Insurance
Enforcement Actions
Net
Mortgage Banking
Commercial Litigation
Credit Risk
Compliance Testing
Finance
Westlaw
Subpoenas
Foreign Exchange
Honor
Serving
Collecting
Worry
Federal Court
Employee Relations
Legal
Bench
Scholarships
Bear
Dispute Resolution
Third Party
Japan
Tila
Data Conversion
Bank Secrecy Act
Benchmarking
Management
Revenue
Design
Sit
Broker Dealer
Funding
General Corporate Counsel
Transactional
Rules
Discrimination
Leadership
Attorneys
Publications
Public Speaking
Accounting
Source
Regulators
Exams
Iia
Detail Oriented
Edgar
Guidance
Front Office
Capital Markets
Foundation
Advisory
Sage Act
Futures
Reports
Strategy
County
Investment Advisor Compliance
Supervision
Management Consulting
FDCPA
Futures Trading
Risk Analysis
Moot Court
Risk Management
Speech Communications
Legal Compliance
Training
High Yield
Attorney
Financial Institutions
Policy
Supervisory
Enterprise Software
COSO ERM
Corporate Governance
Investment Companies
Documentation
CAMS
System Monitoring
Capital
Investigation
Chicago
Board of Directors
Surveillance
Analysis
Equity Trading
Certified Anti Money Laundering
Commodities
CIP
Trials
Yahoo
Affinity
Coordination
Evaluations
Applications
Investment Company Act
FX trading
Financial Risk
State of New York
Bermuda
Russia
Strategic Planning
Active
Regulatory Reporting
Commercial Banking
AML
FinTech
Statutes
Legal Research
Drafting
GLBA
Information Sharing
Wire Transfers
International Operations
Project Planning
Remediation
Data Driven Testing
Contractual Agreements
Depositions
HR Policies
Investment Banking
Training Programs
Intellectual Property
Bar
Employment Law
Mediation
Encompassing
Internal Audit
Policies and Procedures
Regulations
Code of Ethics
Banking
International
Fitting
Obtain
Magazines
Executive Management
Legal Assistance
Regional Banks
Arbitration
Internal Investigations
FinCEN
Bitcoin
Branches
Forms
New York
Regulatory
Political Science
Schemes
Investments
FCRA
Guidelines
OFAC
Counterparty
Dump
Software
Financial Services
Image Capture
Compliance
Employment Litigation
Securities
Wall Street
RESPA
Stocks
Reg Z
Terrorist Financing
Corporate Law
China
Due Diligence
Risk
Trading
Filing
Government Officials
KYC
Mergers and Acquisitions
Series 7
Coordinated
Selling
Dealers
Alex Rozman Summary
Alex Rozman, based in New York, NY, US, is currently a Chief Compliance Officer, Senior Corporate Counsel at Exodus. Alex Rozman brings experience from previous roles at Future Legal Group, Polygon Technology, CLS Group. and Deloitte. Alex Rozman holds a University of Illinois at Urbana-Champaign. With a robust skill set that includes Technology, Legal Issues, Global Regulatory Compliance, Asset Management, Internal Controls and more. Alex Rozman has 3 emails and 2 mobile phone numbers on RocketReach.
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