Alex Delpleche Email & Phone Number
Chief Compliance Officer @ Asana Partners
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Alex Delpleche Location
- Charlotte, NC, US
Alex Delpleche Work
- Chief Compliance Officer @ (April 2026 - Present)
- Board Member @ (January 2024 - Present)
- Board Member @ (August 2021 - Present)
- Deputy Chief Compliance Officer @ (September 2024 - April 2026)
- Managing Director, Business Strategy and Integration @ (March 2021 - October 2024)
- Vice President, Strategic Integration, Risk and Compliance At Charles River Development @ (October 2018 - March 2021)
- Vice President, Regulatory Compliance at State Street Global Markets @ (August 2017 - October 2018)
- Global AML Manager at State Street Global Exchange @ (November 2016 - August 2017)
- Principal Examiner @ (May 2010 - November 2016)
- Senior Compliance Associate @ (January 2007 - May 2010)
- Credit Risk Analyst @ (October 2005 - January 2007)
- Conversion Analyst @ (April 2004 - October 2005)
Alex Delpleche Education
- Babson F.W. Olin Graduate School of Business
Master of Business Administration (MBA) (Entrepreneurship/Entrepreneurial Studies)
- Isenberg School of Management, UMass Amherst
B.S.B.A (Sports Marketing)
Alex Delpleche Skills
- Communication
- Broker-Dealer Compliance
- Internal Compliance
- Microsoft Excel
- Written Communication
- Procedure Manuals
- Risk Assessment
- Building Effective Relationships
- Compliance Management
- Regulatory Standards
- Compliance Training
- Management
- Strategic Planning
- Reputational Risk
- Global Regulatory Compliance
- Securities Regulation
- Leadership
- Finance
- AML
- Series 7
- Securities
- Equities
- Financial Risk
- FINRA
- Mutual Funds
- Customer Service
- Financial Services
- Fixed Income
- Hedge Funds
- Series 24
- Series 63
- Investment Advisory
- Capital Markets
Alex Delpleche Summary
- Alex Delpleche, based in Charlotte, NC, US, is currently a Chief Compliance Officer at Asana Partners. Alex Delpleche brings experience from previous roles at NJCAA, Tenacity, FNZ Group and State Street. Alex Delpleche holds a Master of Business Administration (MBA) in Entrepreneurship/Entrepreneurial Studies @ Babson F.W. Olin Graduate School of Business. With a robust skill set that includes Communication, Broker-Dealer Compliance, Internal Compliance, Microsoft Excel, Written Communication and more. Alex Delpleche has 2 emails and 2 mobile phone numbers on RocketReach.
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