Alex Delpleche Email & Phone Number
Chief Compliance Officer @ Asana Partners
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Alex Delpleche Location
- Charlotte, NC, US
Alex Delpleche Work
- 2026 -now Chief Compliance Officer @
- 2024 -now Board Member @
- 2021 -now Board Member @
- 2024 -2026 Deputy Chief Compliance Officer @
- 2021 -2024 Managing Director, Business Strategy and Integration @
- 2018 -2021 Vice President, Strategic Integration, Risk and Compliance At Charles River Development @
- 2017 -2018 Vice President, Regulatory Compliance at State Street Global Markets @
- 2016 -2017 Global AML Manager at State Street Global Exchange @
- 2010 -2016 Principal Examiner @
- 2007 -2010 Senior Compliance Associate @
- 2005 -2007 Credit Risk Analyst @
- 2004 -2005 Conversion Analyst @
Alex Delpleche Education
- Babson F.W. Olin Graduate School of Business
Master of Business Administration (MBA) (Entrepreneurship/Entrepreneurial Studies)
- Isenberg School of Management, UMass Amherst
B.S.B.A (Sports Marketing)
Alex Delpleche Skills
- Communication
- Broker-Dealer Compliance
- Internal Compliance
- Microsoft Excel
- Written Communication
- Procedure Manuals
- Risk Assessment
- Building Effective Relationships
- Compliance Management
- Regulatory Standards
- Compliance Training
- Management
- Strategic Planning
- Reputational Risk
- Global Regulatory Compliance
- Securities Regulation
- Leadership
- Finance
- AML
- Series 7
- Securities
- Equities
- Financial Risk
- FINRA
- Mutual Funds
- Customer Service
- Financial Services
- Fixed Income
- Hedge Funds
- Series 24
- Series 63
- Investment Advisory
- Capital Markets
Alex Delpleche Summary
- Alex Delpleche, based in Charlotte, NC, US, is currently a Chief Compliance Officer at Asana Partners. Alex Delpleche brings experience from previous roles at NJCAA, Tenacity, FNZ Group and State Street. Alex Delpleche holds a Master of Business Administration (MBA) in Entrepreneurship/Entrepreneurial Studies @ Babson F.W. Olin Graduate School of Business. With a robust skill set that includes Communication, Broker-Dealer Compliance, Internal Compliance, Microsoft Excel, Written Communication and more. Alex Delpleche has 2 emails and 2 mobile phone numbers on RocketReach.
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