Alan Halfenger Email & Phone Number
Chief Compliance Officer @ Arctaris Impact Investors
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Alan Halfenger Location
- United States
Alan Halfenger Work
- Chief Compliance Officer @ (June 2021 - Present)
- Managing Director @ (June 2021 - Present)
- COO, GC and CCO @ (July 2021 - January 2023)
- Managing Director @ (March 2020 - June 2021)
- Consulting Partner and Global Private Equity Practice Leader @ (June 2018 - December 2019)
- Consulting Partner @ Optima Regulatory Partners (May 2018 - December 2019)
- Partner @ (January 2016 - January 2018)
- Service Supervisor @ ACA Consulting (January 2016 - December 2017)
- Chief Compliance Officer @ (August 2007 - December 2015)
- Chief Compliance Officer @ Sankaty Advisors, (Bain Credit) (September 2005 - August 2007)
- Chief Compliance Officer @ (January 2005 - January 2007)
- Assistant General Counsel @ J.P. Morgan – Legal and Compliance Unit (November 1999 - September 2005)
- Chief Compliance Officer and AGC @ (January 1999 - January 2005)
- Senior Compliance Officer @ Citibank Private Bank – Global Investment Services Unit (September 1997 - November 1999)
- Vice President and Compliance Officer @ Citibank Global Private Bank (January 1997 - January 1999)
- Senior Compliance Officer @ NatWest Markets Group Inc. – Central Compliance Unit (February 1997 - September 1997)
- Managing Consultant @ Securities Industry Consulting Group, Inc. (October 1996 - February 1997)
- Senior Consultant @ (January 1994 - January 1997)
- Management Consultant @ Price Waterhouse LLC, Investment Management & Securities Operations Group (July 1994 - October 1996)
- Compliance Analyst @ Chemical Investment Services (July 1993 - July 1994)
Alan Halfenger Education
- Syracuse University College of Law
Doctor of Law (JD)
1990-1993 - NYU Stern School of Business
BS (Maj. - Management Min. - PolSci)
1986-1990 - St. Peters Boy's High School 1982-1986
- NYU Stern School of Business
Associate of Arts (Business Administration and Management, General)
- Syracuse University College of Law
Associate of Arts
Alan Halfenger Skills
- Hedge Funds
- Legal Compliance
- Banking
- Financial Analysis
- Management
- Options
- Trading
- Corporate Law
- Anti Money Laundering
- Derivatives
- Investment Advisory
- Private Equity
- Alternative Investments
- Asset Managment
- Asset Management
- Finance
- Asset Allocation
- Equities
- Strategy
- Due Diligence
- Start-ups
- Capital Markets
- Securities Regulation
- Financial Regulation
- M&A experience
- Investments
- Securities
- Financial Risk
- OFAC
- AML
- Series 24
- Series 63
- Risk Management
- Mutual Funds
- Fixed Income
- Dodd-Frank
- Investment Banking
- FINRA
- KYC
- SEC
- Fund Of Funds
- Series 7
- Auditing
- Financial Services
- Corporate Governance
- Venture Capital
- Private Placements
- Mergers & Acquisitions
- Corporate Development
- Broker-Dealer
- Accounting
- Anti-Money Laundering
- Brokering
- Budgeting
- Business Schools
- Co-sourcing
- Compliance Monitoring
- Compliance Officers
- Cybersecurity
- Developing New Markets
- Development & implementation of marketing plans
- Employee Relations Investigations
- Federal & State Regulatory Compliance
- Financial Advisory
- Internal Audits
- Legal Assistance
- Legal Contract Negotiation
- Legal Work
- Outsourcing
- Political Science
- Practice Partner
- Regulatory Examinations
- Retail Brokerage
- Surveillance
- Start Ups
- Education
- Compliance
- Broker Dealer
- Capital
- Mergers and Acquisitions
- Dodd Frank
Alan Halfenger Summary
- Alan Halfenger, based in United States, is currently a Chief Compliance Officer at Arctaris Impact Investors. Alan Halfenger brings experience from previous roles at Arctaris Impact Investors, Treliant and Optima Partners Compliance Advisory. Alan Halfenger holds a 1990 - 1993 Doctor of Law (JD) @ Syracuse University College of Law. With a robust skill set that includes Hedge Funds, Legal Compliance, Banking, Financial Analysis, Management and more. Alan Halfenger has 2 emails and 2 mobile phone numbers on RocketReach.
Looking for a different Alan Halfenger?
Find contact details for 700 million professionals.
Others Named Alan Halfenger
Alan Halfenger
Chief Compliance Officer
United States
Top Arctaris Impact Investors Employees
Katherine Mize Iriarte
Vice President
Boston, MA, US
Florian Schalliol
Director
New York, NY, US
Patrick Mullen
Managing Director
Salt Lake City, UT, US
Alan Halfenger
Chief Compliance Officer
United States
Stephen Dehner
Chief Financial Officer
Boston, MA, US
Nihar Sait
Managing Director
Los Angeles, CA, US
Joe Sugiyama
Principal for Real Estate and Portfolio Management
Chicago, IL, US
Andrew Gibbs
Managing Director
Boston, MA, US
Sebastian Dannhoff
Vice President
New York, NY, US
Jonathan Tower
Founder and CEO
Weston, MA, US
Daniel Budin
Vice President, Finance
Boston, MA, US
Kritika Chadha
Vice President
Boston, MA, US
Lucas Fine
VP
Medford, MA, US
Halina Malahov
Senior Controller
Boston, MA, US
Janney Lucki
Director of Investor Relations
New York, NY, US
Carson Pavelec
Senior Analyst
Boston, MA, US
Stephanie McIntyre
Executive Business Partner
Boston, MA, US
Peter Owen
Vice President
United States
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co