Alan Halfenger Email & Phone Number
Chief Compliance Officer @ Arctaris Impact Investors
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Alan Halfenger Location
- United States
Alan Halfenger Work
- 2021 -now Chief Compliance Officer @
- 2021 -now Managing Director @
- 2021 -2023 COO, GC and CCO @
- 2020 -2021 Managing Director @
- 2018 -2019 Consulting Partner and Global Private Equity Practice Leader @
- 2018 -2019 Consulting Partner @ Optima Regulatory Partners
- 2016 -2018 Partner @
- 2016 -2017 Service Supervisor @ ACA Consulting
- 2007 -2015 Chief Compliance Officer @
- 2005 -2007 Chief Compliance Officer @ Sankaty Advisors, (Bain Credit)
- 2005 -2007 Chief Compliance Officer @
- 1999 -2005 Assistant General Counsel @ J.P. Morgan – Legal and Compliance Unit
- 1999 -2005 Chief Compliance Officer and AGC @
- 1997 -1999 Senior Compliance Officer @ Citibank Private Bank – Global Investment Services Unit
- 1997 -1999 Vice President and Compliance Officer @ Citibank Global Private Bank
- 1997 -1997 Senior Compliance Officer @ NatWest Markets Group Inc. – Central Compliance Unit
- 1996 -1997 Managing Consultant @ Securities Industry Consulting Group, Inc.
- 1994 -1997 Senior Consultant @
- 1994 -1996 Management Consultant @ Price Waterhouse LLC, Investment Management & Securities Operations Group
- 1993 -1994 Compliance Analyst @ Chemical Investment Services
Alan Halfenger Education
- Syracuse University College of Law
Doctor of Law (JD)
1990-1993 - NYU Stern School of Business
Associate of Arts (Business Administration and Management, General)
1990-1993 - Syracuse University College of Law
BS (Maj. - Management Min. - PolSci)
1986-1990 - St. Peters Boy's High School 1982-1986
- Syracuse University College of Law
Alan Halfenger Skills
- Hedge Funds
- Legal Compliance
- Banking
- Financial Analysis
- Management
- Options
- Trading
- Corporate Law
- Anti Money Laundering
- Derivatives
- Investment Advisory
- Private Equity
- Alternative Investments
- Asset Managment
- Asset Management
- Finance
- Asset Allocation
- Equities
- Strategy
- Due Diligence
- Start-ups
- Capital Markets
- Securities Regulation
- Financial Regulation
- M&A experience
- Investments
- Securities
- Financial Risk
- OFAC
- AML
- Series 24
- Series 63
- Risk Management
- Mutual Funds
- Fixed Income
- Dodd-Frank
- Investment Banking
- FINRA
- KYC
- SEC
- Fund Of Funds
- Series 7
- Auditing
- Financial Services
- Corporate Governance
- Venture Capital
- Private Placements
- Mergers & Acquisitions
- Corporate Development
- Broker-Dealer
- Start Ups
- Education
- Compliance
- Broker Dealer
- Capital
- Mergers and Acquisitions
- Dodd Frank
Alan Halfenger Summary
- Alan Halfenger, based in United States, is currently a Chief Compliance Officer at Arctaris Impact Investors. Alan Halfenger brings experience from previous roles at Arctaris Impact Investors, Treliant and Optima Partners Compliance Advisory. Alan Halfenger holds a 1990 - 1993 Doctor of Law (JD) @ Syracuse University College of Law. With a robust skill set that includes Hedge Funds, Legal Compliance, Banking, Financial Analysis, Management and more. Alan Halfenger has 3 emails and 1 mobile phone numbers on RocketReach.
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