Optima Partners Compliance Advisory Information

Optima Partners is a global regulatory advisory firm based in New York, Chicago, San Francisco, Los Angeles, Miami, London, Dubai UAE, Hong Kong and Singapore. We provide services for hedge fund and private equity fund managers, broker/dealers and investment banks. We aim to be unique in providing a truly global service locally. We achieve this by ensuring all of our team have unrivalled expertise in the global regulatory landscape. Our team includes experts from the industry, ex-regulators and former lawyers. We are also members of key industry working groups and trade associations around the world. We work both domestically and globally with firms ranging from small start ups to some of the biggest investment management firms in the world. Our deep industry knowledge Our industry knowledge and relationships with the regulators mean that we have a core understanding of what the regulators and potential investors undertaking due diligence will require, and that enables us to provide real value to our hedge fund, private equity, broker/dealer and investment banking clients. Our client service Our approach is to provide clear and practical advice to our clients. Our global understanding of regulation allows us to provide a streamlined, cost effective service tailored to our client’s individual needs. We strongly believe that no two businesses are alike and have designed our service around that ethos. We listen and understand what our clients need and develop a tailored service offering to meet their specific requirements. This involves not just skilled advice but also supporting successful implementation.