Alan Carlisle Email & Phone Number
Senior Vice President, Enterprise Chief Compliance Officer @ SoFi
Alan Carlisle's Location
San Francisco, California, United States
Alan Carlisle's Work
- Senior Vice President, Enterprise Chief Compliance Officer @ SoFi
- Committee Member, 3 Year Term Effective January 2021 @ FINRA (Financial Industry Regulatory Authority)
- Chief Compliance Officer and Amlco @ FlashFunders
- Chief Risk Officer and Amlco @ SCF Securities
- Sustainability Advisor @ Charter Pacific
- Committee Member, 3 Year Term Effective January 2012 @ Finra District Committee District 1
- SDC Council Appointee @ Urban Land Institute
- Chair, Capital Markets Committee @ ADISA
- Finance and Technology Advisor, Independent Board Member
Alan Carlisle's Education
- Georgetown University2018 - 2018
- Massachusetts Institute of Technology2016 - 2016
- Lincoln Law School
(Law)
2008 - 2009
- Seminole State College of Florida
(Mathematics)
1994
Alan Carlisle's Skills
- Auditing
- Banking
- Consumer Lending
- Dispute Resolution
- Securities Regulation
- Board of Directors
- Regulatory Compliance
- Fair Lending Laws
Alan Carlisle's Summary
Alan Carlisle, based in San Francisco, California, United States, is currently a Senior Vice President, Enterprise Chief Compliance Officer at Sofi, bringing experience from previous roles at Financial Industry Regulatory Authority (Finra), Flashfunders, SCF Securities and Charter Pacific Real Estate. Alan Carlisle holds a 2018 - 2018 Georgetown University. With a robust skill set that includes Auditing, Banking, Consumer Lending, Dispute Resolution, Securities Regulation and more, Alan Carlisle contributes valuable insights to the industry. Alan Carlisle has 5 emails on RocketReach.
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