Yulia Kalk Email & Phone Number
Director, Compliance Consulting @ Kroll
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Yulia Kalk Location
- California, United States
Yulia Kalk Work
- 2023 -now Director, Compliance Consulting @
- 2021 -2023 Director of Managed Services and Broker-Dealer Compliance @
- 2015 -2022 Chief Operating Officer @
- 2013 -2022 Director, Broker-Dealer Services @
- 2014 -2014 CEO and CCO @ Burrill Securities, LLC
- 2011 -2013 BD and RIA Compliance Consulting @
- 2010 -2013 Director, Broker-Dealer Services @ Yulia Kalk
- 2004 -2013 Compliance Director @ 1st Discount Brokerage, Inc., RIA & B/D
- 2002 -2013 Compliance Director @ 1st Discount Brokerage, Inc.
- 2002 -2013 AML Compliance Officer @ 1st Discount Brokerage, Inc.
- 2002 -2013 manager @ Bulk Recordings
- 2002 -2004 RIA and B and D @ 1st Discount Brokerage, Inc
- 1997 -2002 Vice President, Compliance Department @ Acument Securities, Inc., RIA & B/D
- 1996 -1998 Compliance @ Thomas F White and Co.
- 1996 -1997 Compliance Officer @ Morgan Fuller Investment Company
Yulia Kalk Education
- Mills College
B.A (Business Economics)
1992-1995 - Mills College
Bachelor of Arts (B.A.) (Business Economics, minor in Mathematics)
1992-1994 - The NASD Institute for Professional Development
Yulia Kalk Skills
- Broker-Dealer and Investment Adviser Compliance
- Broker-Dealer
- Trading
- FINRA
- Series 7
- Securities
- Compliance
- Series 24
- AML
- Hedge Funds
- Auditing
- Equities
- Alternative Investments
- Asset Management
- Capital Markets
- Due Diligence
- ETFs
- Financial Markets
- Financial Risk
- Financial Services
- Fixed Income
- Insurance
- Investment Advisory
- Investment Banking
- Investments
- Mutual Funds
- Options
- SEC
- Series 63
- Wealth Management
- Team Building
- Sellers
- Business Development
- Strategy
- Broker Dealer And Investment Adviser Compliance
- Broker Dealer
Yulia Kalk Summary
- Yulia Kalk, based in California, United States, is currently a Director, Compliance Consulting at Kroll. Yulia Kalk brings experience from previous roles at ComplySci, Gordian Compliance Solutions, LLC and Burrill Securities, LLC. Yulia Kalk holds a 1992 - 1995 B.A in Business Economics @ Mills College. With a robust skill set that includes Broker-Dealer and Investment Adviser Compliance, Broker-Dealer, Trading, FINRA, Series 7 and more. Yulia Kalk has 3 emails and 2 mobile phone numbers on RocketReach.
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Yulia Kalk
Director, Compliance Consulting
California, United States
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Walnut Creek, CA, US
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