Yulia Kalk Email & Phone Number
Director, Compliance Consulting @ Kroll
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Yulia Kalk Location
- California, United States
Yulia Kalk Work
- Director, Compliance Consulting @ (July 2023 - Present)
- Director of Managed Services and Broker-Dealer Compliance @ (October 2021 - July 2023)
- Chief Operating Officer @ (July 2015 - September 2022)
- Director, Broker-Dealer Services @ (June 2013 - September 2022)
- CEO and CCO @ Burrill Securities, LLC (January 2014 - December 2014)
- BD and RIA Compliance Consulting @ (January 2011 - June 2013)
- Director, Broker-Dealer Services @ Yulia Kalk (October 2010 - June 2013)
- Compliance Director @ 1st Discount Brokerage, Inc., RIA & B/D (September 2004 - May 2013)
- Compliance Director @ 1st Discount Brokerage, Inc. (August 2002 - May 2013)
- AML Compliance Officer @ 1st Discount Brokerage, Inc. (August 2002 - May 2013)
- manager @ Bulk Recordings (January 2002 - January 2013)
- RIA and B and D @ 1st Discount Brokerage, Inc (August 2002 - September 2004)
- Vice President, Compliance Department @ Acument Securities, Inc., RIA & B/D (February 1997 - August 2002)
- Compliance @ Thomas F White and Co. (January 1996 - January 1998)
- Compliance Officer @ Morgan Fuller Investment Company (March 1996 - February 1997)
Yulia Kalk Education
- Mills College
B.A (Business Economics)
1992-1995 - Mills College
Bachelor of Arts (B.A.) (Business Economics, minor in Mathematics)
1992-1994 - The NASD Institute for Professional Development
Yulia Kalk Skills
- Broker-Dealer and Investment Adviser Compliance
- Broker-Dealer
- Trading
- FINRA
- Series 7
- Securities
- Compliance
- Series 24
- AML
- Hedge Funds
- Auditing
- Equities
- Alternative Investments
- Asset Management
- Capital Markets
- Due Diligence
- ETFs
- Financial Markets
- Financial Risk
- Financial Services
- Fixed Income
- Insurance
- Investment Advisory
- Investment Banking
- Investments
- Mutual Funds
- Options
- SEC
- Series 63
- Wealth Management
- Team Building
- Sellers
- Business Development
- Strategy
- Broker Dealer And Investment Adviser Compliance
- Broker Dealer
Yulia Kalk Summary
- Yulia Kalk, based in California, United States, is currently a Director, Compliance Consulting at Kroll. Yulia Kalk brings experience from previous roles at ComplySci, Gordian Compliance Solutions, LLC and Burrill Securities, LLC. Yulia Kalk holds a 1992 - 1995 B.A in Business Economics @ Mills College. With a robust skill set that includes Broker-Dealer and Investment Adviser Compliance, Broker-Dealer, Trading, FINRA, Series 7 and more. Yulia Kalk has 3 emails and 2 mobile phone numbers on RocketReach.
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Yulia Kalk
Director, Compliance Consulting
California, United States
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