Williams McGuire AML Inc. Information

Williams McGuire AML’s mission is passionately protect our clients and country from the harms of money laundering, terrorist financing and other financial crime through tailored and informed risk and compliance solutions. We do this do this by analyzing risk, creating effective controls and assessing existing compliance regimes and controls. Our team is comprised of dedicated full-time professional subject matter experts who understand our clients regulatory and risk mitigation needs. We are regularly engaged by federally regulated financial institutions, credit unions, securities dealers, and money services businesses to: 1) Conduct independent compliance reviews; 2) Design and document money laundering risk assessments; 3) Assist with the selection and tuning of risk monitoring software; 4) Design and document money laundering policies, procedures and processes; 5) Prepare and Respond to Regulator AML Examinations; and, 6) Evaluate and document the money laundering risk associated with current and potential clients, financial services providers, and acquisition targets.