William Peterson Email & Phone Number
Partner, Financial Services and Regulatory Compliance Attorney @ Ellenoff Grossman & Schole LLP
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William Peterson Location
- New York, NY, US
William Peterson Work
- 2013 -now Partner, Financial Services and Regulatory Compliance Attorney @
- 2007 -2013 Managing Dir., Chief Compliance Officer @
- 2004 -2007 Director, CIB Regulatory Compliance Group @ Citigroup Investment and Corporate Bank
- 1986 -2004 Executive Director @
- 1983 -1986 Assistant US Attorney @
William Peterson Education
- Georgetown Law
JD cum laude (Law)
William Peterson Skills
- SEC
- Capital Markets
- Policy
- Due Diligence
- Financial Regulation
- Securities
- Private Equity
- Fixed Income
- Financial Services
- Regulatory
- Corporate Governance
- FCPA
- Services
- Securities Litigation
- Equities
- Series 63
- Series 24
- Civil Litigation
- Equity Research
- Marketing
- FINRA
- Corporate Law
- Litigation
- Compliance
- AML
- Broker Dealer
- Private Placements
- Alternative Investments
- Business Development
- Public Speaking
- Anti Money Laundering
- Investment Banking
- KYC
- Hedge Funds
- Legal Research
- Anti Corruption
- Securities Regulation
- Options
- Trading
- Series 7
- Internal Investigations
- Research
William Peterson Summary
- William Peterson, based in New York, NY, US, is currently a Partner, Financial Services and Regulatory Compliance Attorney at Ellenoff Grossman & Schole LLP. William Peterson brings experience from previous roles at Cowen Securities LLC, f/k/a Dahlman Rose & Co (acquired by Cowen Group March 201, Citigroup Investment and Corporate Bank, Morgan Stanley and U.S. Attorney, EDNY. William Peterson holds a JD cum laude in Law @ Georgetown Law. With a robust skill set that includes SEC, Capital Markets, Policy, Due Diligence, Financial Regulation and more. William Peterson has 2 emails and 3 mobile phone numbers on RocketReach.
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