2018 -
2025 Senior Vice President and Deputy Chief Compliance Officer @
2015 -
2018 Director of Regulatory Marketing Review @
2004 -
2015 Compliance Manager @
1997 -
2006 Army Reserve @
2026 -
now Senior Compliance Advisor @
2000 -
2003 Market Surveillance-Options @
William Mann Education
Drexel University - College of Business and Administration
MBA (Finance)
2003
-
2009
Delaware Valley University
BA (Criminal Justice)
1995
-
2000
William Mann Skills
Series 4
Series 7
Series 24
Series 87
Options
Equities
Public Speaking
Microsoft Excel
Microsoft Office
Securities
Mutual Funds
Capital Markets
FINRA
Finance
Trading
Derivatives
Due Diligence
Hedge Funds
ETFs
Research
Social Media
Strategic Planning
Pharmaceutical Industry
William Mann Summary
William Mann, based in Oaklyn, NJ, US, is currently a Senior Compliance Advisor at Vanguard. William Mann brings experience from previous roles at Future Standard, Susquehanna International Group and US Army. William Mann holds a 2003 - 2009 MBA in Finance @ Drexel University - College of Business and Administration. With a robust skill set that includes Series 4, Series 7, Series 24, Series 87, Options and more. William Mann has 4 emails and 1 mobile phone numbers on RocketReach.
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