William Mann Email & Phone Number
Senior Compliance Advisor @ Vanguard
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William Mann Location
- Oaklyn, NJ, US
William Mann Work
- Senior Compliance Advisor @ (January 2026 - Present)
- Senior Vice President and Deputy Chief Compliance Officer @ (November 2018 - November 2025)
- Director of Regulatory Marketing Review @ (November 2015 - November 2018)
- Compliance Manager @ (January 2004 - November 2015)
- Army Reserve @ (January 1997 - December 2006)
- Market Surveillance-Options @ (September 2000 - December 2003)
William Mann Education
- Drexel University's LeBow College of Business
MBA (Finance)
2003-2009 - Delaware Valley University
BA (Criminal Justice)
1995-2000
William Mann Skills
- Series 4
- Series 7
- Series 24
- Series 87
- Options
- Equities
- Public Speaking
- Microsoft Excel
- Microsoft Office
- Securities
- Mutual Funds
- Capital Markets
- FINRA
- Finance
- Trading
- Derivatives
- Due Diligence
- Hedge Funds
- ETFs
- Research
- Social Media
- Strategic Planning
- Pharmaceutical Industry
William Mann Summary
- William Mann, based in Oaklyn, NJ, US, is currently a Senior Compliance Advisor at Vanguard. William Mann brings experience from previous roles at Future Standard, Susquehanna International Group and US Army. William Mann holds a 2003 - 2009 MBA in Finance @ Drexel University's LeBow College of Business. With a robust skill set that includes Series 4, Series 7, Series 24, Series 87, Options and more. William Mann has 5 emails and 4 mobile phone numbers on RocketReach.
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