William Hodge's Location
New York, NY, US
William Hodge's Work
- Chief Compliance Officer and AMLCO @ Joseph Gunnar & Co., LLC
- Anti-Money Laundering Compliance Officer, Investment Banking Principal @ Aegis Capital Corp.
- Chief Compliance Officer and AMLCO @ Spartan Capital Securities, LLC
- Chief Compliance Officer - FINRA and SEC and MSRB and NFA and CTFC Regulated Broker- Dealer @ Dinosaur Group Holdings
- SVP - Compliance Manager and Trading and Internal Audit - Institutional Brokerage @ Convergex
- Deputy CCO and AMLCO - Institutional Brokerage @ Sberbank CIB
- Chief Compliance Officer - – Institutional Brokerage, and ATS Platform @ ESP Technologies
- Chief Compliance Officer - AMLCO – Retail Brokerage, Investment Banking, and Hedge Fund @ Casimir Capital
- Assistant Vice President – Electronic Trading Services @ Bank of America
- Product Relationship Manager – Fund Advisory Service @ Neuberger Berman
William Hodge's Education
- LaGuardia Community College1989 - 1994
- 1980 - 1984
William Hodge's Skills
- Electronic Trading
- Anti Money Laundering
- ADP
- Fixed Income
- Siebel Administration
- Brokerage
- Oasys
- Counterparty Risk
- Oats
- Derivatives
William Hodge's Summary
William Hodge, based in New York, NY, US, is currently a Chief Compliance Officer and AMLCO at Joseph Gunnar & Co., LLC, bringing experience from previous roles at Aegis Capital Corp., Spartan Capital Securities, LLC, Dinosaur Group and Convergex. William Hodge holds a 1989 - 1994 LaGuardia Community College. With a robust skill set that includes Electronic Trading, Anti Money Laundering, ADP, Fixed Income, Siebel Administration and more, William Hodge contributes valuable insights to the industry. William Hodge has 4 emails and 1 mobile phone number on RocketReach.
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