William Flores Email & Phone Number
Chief Compliance Officer
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William Flores Location
- Norristown, PA, US
William Flores Work
- 2019 -now Chief Compliance Officer @ DuPont Capital Management
- 2013 -2019 Head of Compliance for the Investment Adviser - Broker Dealer CCO @ DuPont Capital Management
- 2013 -2013 Compliance Manager @ DuPont Capital Management
- 2011 -2013 Senior Compliance Officer @ Aberdeen Asset Management
- 2009 -2011 Compliance Officer @
- 2005 -2008 Senior Compliance Officer @
William Flores Education
- Seton Hall University School of Law
Master of Laws - LLM (Financial Services Compliance)
- Strath Haven
- Syracuse University
BA (Economics, Political Science)
William Flores Skills
- Hedge Funds
- Securities
- Equities
- Derivatives
- Fixed Income
- Mutual Funds
- Alternative Investments
- Due Diligence
- Bloomberg
- Trading
- Financial Risk
- Investments
- Portfolio Management
- Investment Management
- Private Equity
- Options
- Structured Products
- Financial Analysis
- Mergers & Acquisitions
- Series 7
- Asset Management
- Mergers and Acquisitions
William Flores Summary
- William Flores, based in Norristown, PA, US, is currently a Chief Compliance Officer at DuPont Capital Management. William Flores brings experience from previous roles at DuPont Capital Management, Aberdeen Asset Management and Delaware Investments. William Flores holds a Master of Laws - LLM in Financial Services Compliance @ Seton Hall University School of Law. With a robust skill set that includes Hedge Funds, Securities, Equities, Derivatives, Fixed Income and more. William Flores has 1 emails and 2 mobile phone numbers on RocketReach.
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