Head of Transformation - Compliance and Conduct Risk (APAC) @ (September 2024 - June 2025)
Head Of Compliance @ (June 2020 - July 2024)
General Manager of Risk and Compliance @ (June 2013 - April 2020)
Head of Business, Risk and Compliance @ (May 2011 - June 2013)
Compliance Specialist @ (March 2009 - March 2011)
Investment Advisor @ (February 2005 - March 2009)
Management Consultant @ (February 2001 - July 2004)
William Cole Education
University of Melbourne
Bachelor of Commerce (Economics, Finance and Business Law)
1995-2000
University of Melbourne
Bachelor of Arts (International Politics, Anthropology and Psychology)
1995-2000
Trinity College, the University of Melbourne 1995-1997
Kaplan Professional
Scotch College Melbourne
William Cole Skills
Interpersonal Relationships
Privacy Policies
Cybersecurity
Privacy Compliance
Business Risk
Executive Team
Solution-oriented
Risk Registers
Team Leadership
Resolving Issues
Regulatory Communications
Compliance Reporting
SAS (Software)
Operational Efficiency
Compliance Advisory
Due Diligence
Operational Compliance
Accounting Standards
Marketing
Relationship Building
Training
Strategic Initiatives
Operations Management
ISO Standards
Risk Management Framework
Financial Regulations
Leadership
Internal Investigations
Dispute Resolution
Compliance Training
Business Process Improvement
Corporations Act
Enterprise Risk
Legislative Relations
Coaching
Regulatory Requirements
Managed Accounts
Control Design
Application-Specific Integrated Circuits (ASIC)
Communication
Team Management
Financial Analysis
Operational Risk
AML Officer
Wealth Management
Securities
Equities
Stockbroking
Portfolio Management
Compliance Management
risk
Product Management
Product Development
Trading
Asset Management
Capital Markets
Corporate Finance
Derivatives
Equity Derivatives
FX Options
Financial Markets
Investment Strategies
Financial Risk
Financial Services
Investment Advisory
Investments
Management
Risk Management
Finance
Anti Money Laundering
Project Management
Enterprise Risk Management
Change Management
Options
Banking
Strategic Planning
William Cole Summary
William Cole, based in Melbourne, VIC, AU, is currently a Chief Compliance Officer at CloudTech Group. William Cole brings experience from previous roles at Finlogica AI, Bupa, Judo Bank and Powerwrap Limited. William Cole holds a 1995 - 2000 Bachelor of Commerce in Economics, Finance and Business Law @ University of Melbourne. With a robust skill set that includes Interpersonal Relationships, Privacy Policies, Cybersecurity, Privacy Compliance, Business Risk and more. William Cole has 2 emails and 1 mobile phone numbers on RocketReach.
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