William Brooks Email & Phone Number
B and D Chief Compliance Officer @ Synovus
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William Brooks Location
- Atlanta, GA, US
William Brooks Work
- B and D Chief Compliance Officer @ (December 2022 - Present)
- Senior Compliance Officer @ (December 2018 - December 2022)
- Home Office Principal 2 @ (July 2017 - September 2018)
- Research Director @ Securities Compliance Management (April 2015 - June 2017)
- Senior Compliance and Research Analyst @ Securities Compliance Management (January 2015 - April 2015)
- Regulatory Control Consultant II @ (March 2007 - November 2014)
- Branch Examination Manager @ (August 2005 - March 2007)
- VP @ (August 2005 - November 2014)
- Senior Compliance Examiner @ FINRA (May 2000 - August 2005)
- ET @ (January 1992 - December 1995)
William Brooks Education
- University of West Florida
BSBA (Finance)
1997-2000 - EHCS
William Brooks Skills
- Series 24
- Internal Controls
- Series 7
- Leadership
- Mutual Funds
- Microsoft Word
- Policies and Procedures Development
- Life and Health
- Research
- Brokerage
- Project Management
- Securities Regulation
- Variable Products
- Financial Services
- Investments
- Asset Management
- FINRA
- Data Analysis
- Risk Management
- Wealth Management
- Securities
- Investment Advisory Representative
- Policies and Procedures
- Operational Risk Management
- Life and Health Insurance Licensing
- Series 53
- Variable Products Licensing
- Equities
- Investment Advisory
- Banking
- Series 63
- Operational Risk
William Brooks Summary
- William Brooks, based in Atlanta, GA, US, is currently a B and D Chief Compliance Officer at Synovus. William Brooks brings experience from previous roles at Synovus, Triad Advisors and Securities Compliance Management. William Brooks holds a 1997 - 2000 BSBA in Finance @ University of West Florida. With a robust skill set that includes Series 24, Internal Controls, Series 7, Leadership, Mutual Funds and more. William Brooks has 1 emails and 2 mobile phone numbers on RocketReach.
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Top Synovus Employees
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Steven Safirstein
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Jayne Hill
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Custis Proctor
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Darron Burnette
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Hector Molina
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