Wes Holcomb Email & Phone Number
Supervisory Principal @ LPL Financial
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Wes Holcomb Location
- Sacramento, CA, US
Wes Holcomb Work
- 2020 -now Supervisory Principal @
- 2018 -2019 Compliance Advisor @
- 2013 -2018 Senior Supervisory Principal @
- 2005 -2013 Senior Designated Principal @
- 2002 -2004 Banker @
- 2000 -2002 Broker @
- 1997 -1999 Sales @ Sleep Train
Wes Holcomb Education
- California State University-Sacramento
B.A. (Philosophy)
1994-1999
Wes Holcomb Skills
- Financial Services
- Investments
- Securities
- Series 24
- Mutual Funds
- Series 63
- Series 7
- FINRA
- Alternative Investments
- Risk Management
- Investment Advisory
- Uniform Combined State Law
- Securities Regulation
- Equities
- Asset Management
- Retail Banking
- Banking
- Finance
- Sales
Wes Holcomb Summary
- Wes Holcomb, based in Sacramento, CA, US, is currently a Supervisory Principal at LPL Financial. Wes Holcomb brings experience from previous roles at Principal Financial Group, LPL and Wells Fargo. Wes Holcomb holds a 1994 - 1999 B.A. in Philosophy @ California State University-Sacramento. With a robust skill set that includes Financial Services, Investments, Securities, Series 24, Mutual Funds and more. Wes Holcomb has 3 emails and 3 mobile phone numbers on RocketReach.
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