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Wendy Brooks Location
Luxembourg City, LU
Wendy Brooks Work
Deputy Chief Compliance Officer, Convera and Authorised Manager, Convera Europe S.A. @ (February 2022 - Present)
VP, Global Head of Compliance Strategy @ Western Union Business Solutions (March 2019 - February 2022)
Director @ Western Union Business Solutions (June 2015 - March 2019)
AML Compliance @ (September 2014 - June 2015)
Solicitor @ (September 1999 - October 2009)
Director, Joint Global Head of Equity Linked Products @ (June 1995 - September 1997)
Head of Programme Trading @ (February 1994 - May 1995)
Director, Capital Markets and Treasury Division @ (June 1991 - August 1993)
Managing Director, Equity Division @ Smith Barney Harris Upham (September 1984 - May 1991)
Associate, Capital Markets Division @ Lehman Brothers (March 1983 - September 1984)
Associate Engineer, Design Division @ (March 1983 - September 1984)
Wendy Brooks Education
The University of Law
Wendy Brooks Skills
New York
Leadership
Marketing Strategy
Trading Floors
Compliance
Capital Markets
English
Microsoft Excel
Public Speaking
Convertible Bonds
Hearing
Multiple Locations
Risk Assessment
Equity Derivatives
Marketing
PowerPoint
Fundraising
Analytical Approach
Legal Advice
Resume
Net
Microsoft Office
Perspective
Investigation
Marriage
Financial Services
Process Improvement
AML
Anti Money Laundering
Consideration
Complicated
Management
Applications
Customer Service
Qualification
C
Valuation
Investment Banking
Securities
Disclosure
Finance
Nonprofits
Problem Solving
Financial Background
Banking
Legal
Market
Strategy
Equities
International
Assessment
Strategic Planning
Risk Management
Business Strategy
Research
Recruiting
Wendy Brooks Summary
Wendy Brooks, based in Luxembourg City, LU, is currently a Deputy Chief Compliance Officer, Convera and Authorised Manager, Convera Europe S.A. at Convera. Wendy Brooks brings experience from previous roles at Western Union Business Solutions, Commerzbank AG and Mishcon de Reya LLP. Wendy Brooks holds a The University of Law. With a robust skill set that includes New York, Leadership, Marketing Strategy, Trading Floors, Compliance and more. Wendy Brooks has 1 emails and 3 mobile phone numbers on RocketReach.
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