Wayne Powers Email & Phone Number
Executive Director @ Sumitomo Mitsui Banking Corporation
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Wayne Powers Location
- Manhasset, NY, US
Wayne Powers Work
- Executive Director @ (June 2026 - Present)
- CFO – U.S. Broker-Dealers @ (December 2023 - December 2025)
- Director of Broker Dealer Regulatory Reporting @ (January 2020 - December 2023)
- Executive Director - Global Compensation Controller @ (August 2015 - June 2019)
- Executive Director - Americas Legal Entity Reporting and Control @ (June 2011 - September 2015)
- Executive Director – Federal Reserve Reporting and Legal Entity Governance @ (March 2007 - June 2011)
- Vice President - Broker Dealer and Compensation Accounting @ (August 2004 - March 2007)
- Vice President - External Reporting and Futures Accounting @ (November 1999 - August 2004)
Wayne Powers Education
- NYU Stern School of Business
Master of Business Administration (MBA) (Finance, General)
- Pace University - Lubin School of Business
Bachelor of Business Administration - BBA (Accounting)
Wayne Powers Skills
- Broker-Dealer Regulatory Reporting
- Compensation Accounting
- FOCUS Reporting
- Federal Reserve Reporting
- Form BDW (Broker-Dealer Withdrawal)
- Large-Scale Capital Repatriation ($10bn+) & Broker-Dealer Wind-Down
- Legal Entity Controllership
- Location Strategies
- Net Capital Rule (15c3-1)
- Regulatory Examinations
- Regulatory Reporting - 15c3-1 & 15c3-3
Wayne Powers Summary
- Wayne Powers, based in Manhasset, NY, US, is currently a Executive Director at SMBC Group. Wayne Powers brings experience from previous roles at UBS, Credit Suisse and Morgan Stanley. Wayne Powers holds a Master of Business Administration (MBA) in Finance, General @ NYU Stern School of Business. With a robust skill set that includes Broker-Dealer Regulatory Reporting, Compensation Accounting , FOCUS Reporting, Federal Reserve Reporting, Form BDW (Broker-Dealer Withdrawal) and more. Wayne Powers has 1 emails on RocketReach.
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