Warren Yee's Location
Los Angeles, CA, US
Warren Yee's Work
- Assistant Vice President Compliance @ UNIONBANC INVESTMENT SVCS LLC
- Senior Analyst @ TD Ameritrade
- Compliance- Senior Examiner @ TD Ameritrade
- Finacial Advisor @ MetLife
- Marketing Manager @ NEC Corporation India Pvt Ltd.
- Finacial Advisor @ Block Advisors
Warren Yee's Education
- National University
Bachelor Of Business Administration (Marketing)
1985 - 1988 - California State University - Fullerton
(Business Administration, Management, Business Administration And Management)
1984 - 1985 - Rio Hondo College
Associate Of Arts (General Studies)
1981 - 1984
Warren Yee's Skills
- FINRA
- Series 7
- Series 24
- Securities
- Series 66
Warren Yee's Summary
Warren Yee, based in Los Angeles, CA, US, is currently a Assistant Vice President Compliance at Unionbanc Investment SVCS LLC, bringing experience from previous roles at Td Ameritrade, Metlife and Nec India PVT LTD. Warren Yee holds a 1985 - 1988 Bachelor Of Business Administration in Marketing @ National University. With a robust skill set that includes FINRA, Series 7, Series 24, Securities, Series 66 and more, Warren Yee contributes valuable insights to the industry. Warren Yee has 1 email on RocketReach.
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Assistant Vice President Compliance at UNIONBANC INVESTMENT SVCS LLC
Los Angeles, CA, US12 -
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