Walter Root Location
New York, NY, US
Walter Root Work
- 2023 - now Senior Compliance Consultant @ Confluence
- 2021 - 2023 Senior Principal Consultant @ ACA Compliance Group
- 2019 - 2021 Director, Compliance Consulting @ Duff & Phelps
- 2015 - 2019 Compliance Director @ Nautilvs Consulting LLC
- 2013 - 2015 Chief Compliance Officer @ Aberdeen
- 2010 - 2013 Senior Compliance Officer @ BSIG
- 2009 - 2010 Chief Compliance Officer @ Skandia Investment Group
- 2000 - 2009 VP Compliance Manager Alternative Investments, CCO US Trust Securities @ Bank of America
Walter Root Education
- Boston University
Master's Degree Investment Management
2006 - 2007 - Saint Anselm College
BA (History)
1990 - 1994
Walter Root Skills
- Regulatory Compliance
- Compliance Testing
- Securities
- Due Diligence
- FINRA
- Finance
- Alternative Investments
- Financial Services
- Hedge Funds
- Equities
Walter Root Summary
Walter Root, based in New York, NY, US, is currently a Senior Compliance Consultant at Confluence. Walter Root brings experience from previous roles at ACA Group, Duff & Phelps, Nautilvs Consulting LLC and Standard Life Investments. Walter Root holds a 2006 - 2007 Master's Degree Investment Management @ Boston University. With a robust skill set that includes Regulatory Compliance, Compliance Testing, Securities, Due Diligence, FINRA and more. Walter Root has 4 emails and 1 mobile phone numbers on RocketReach.
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Others Named Walter Root
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Walter Root
Senior Compliance Consultant at Confluence
New York, NY, US42
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