Walt Breuninger Email & Phone Number
SVP, Chief Compliance Officer @ Harbor Capital Advisors, Inc.
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Walt Breuninger Location
- Philadelphia, PA, US
Walt Breuninger Work
- SVP, Chief Compliance Officer @ (November 2024 - Present)
- Director of Investment Management Compliance @ (June 2023 - November 2024)
- Compliance Director, Head of U.S. Discretionary Advice Compliance @ (April 2022 - June 2023)
- Senior Compliance Advisor, Retail Advice @ (August 2019 - April 2022)
- Regional Supervisor, Vice President @ (February 2016 - August 2019)
- PCG Compliance Manager, AVP @ (November 2014 - February 2016)
- Market Control Specialist, Officer @ (October 2012 - November 2014)
- Registered Client Associate @ (June 2010 - October 2012)
- Financial Specialist @ (October 2005 - June 2010)
Walt Breuninger Education
- Penn State University
Major: Management Science & Information Systems | Minor: Information Systems & Statistical Analysis
1996-2001
Walt Breuninger Skills
- Anti Money Laundering
- Associate Development
- Banking
- Communication
- Compliance Oversight
- Corporate Education
- Executive Leadership
- Financial Risk
- Financial Services
- Influence Others
- Interpersonal Communication
- Investments
- Leadership
- Logical Reasoning
- Microsoft Excel
- Mutual Funds
- Persuasion
- Problem Solving
- Regulatory Audits
- Regulatory Compliance
- Risk Management
- SEC Regulations
- Securities
- Self-confidence
Walt Breuninger Summary
- Walt Breuninger, based in Philadelphia, PA, US, is currently a SVP, Chief Compliance Officer at Harbor Capital Advisors, Inc.. Walt Breuninger brings experience from previous roles at Harbor Capital Advisors, Inc., Vanguard and Wells Fargo Advisors. Walt Breuninger holds a 1996 - 2001 Major: Management Science & Information Systems | Minor: Information Systems & Statistical Analysis @ Penn State University. With a robust skill set that includes Anti Money Laundering, Associate Development, Banking, Communication, Compliance Oversight and more. Walt Breuninger has 2 emails and 2 mobile phone numbers on RocketReach.
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