Vlad U Email & Phone Number
CEO and CCO of INX Ltd's Affiliated Broker and Dealer INX Securities, LLC @ INX
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Vlad U Location
- New York, NY, US
Vlad U Work
- 2021 -now CEO and CCO of INX Ltd's Affiliated Broker and Dealer INX Securities, LLC @
- 2017 -2021 CEO @ Sageworks Capital, LLC
- 2013 -2017 CEO @ Sageworks Capital, Inc
- 2014 -2015 CCO @ EagleView Securities, Inc./EagleView Advisors, Inc.
- 2011 -2014 Consultant @
- 2010 -2011 CEO @ InterMerchant Securities, LLC
- 2008 -2009 COO and CCO @
- 2005 -2008 COO and CCO @ Safdie Investment Services Corp.
- 2003 -2005 VP RegulatoryRisk Control @
- 2001 -2003 CCO @ BBVA Securities Corp.
- 1999 -2001 COO and CCO @ Security Financial Network, LLC
- 1997 -1999 Securities Examiner @
Vlad U Education
- Temple University
MBA (Finance)
1997-1999 - Rutgers University
Bachelor of Science (BS) (Business Management)
1990-1994
Vlad U Skills
- Over 15 years of compliance (SEC, FINRA) and operational expertise
- FINRA Series 4, 7, 24, 28, 53, 63 and 65 Licenses
- Equities
- Securities
- Series 7
- Trading
- Hedge Funds
- Risk Management
- Fixed Income
- Capital Markets
- Asset Management
- Alternative Investments
- Investments
- Series 24
- Private Placements
- Business Communications
- Drafting Policies
Vlad U Summary
- Vlad U, based in New York, NY, US, is currently a CEO and CCO of INX Ltd's Affiliated Broker and Dealer INX Securities, LLC at INX Limited. Vlad U brings experience from previous roles at Sageworks Capital, LLC, Sageworks Capital, Inc, EagleView Securities, Inc./EagleView Advisors, Inc. and iTB Holdings Inc.. Vlad U holds a 1997 - 1999 MBA in Finance @ Temple University. With a robust skill set that includes Over 15 years of compliance (SEC, FINRA) and operational expertise, FINRA Series 4, 7, 24, 28, 53, 63 and 65 Licenses, Equities, Securities, Series 7 and more. Vlad U has 2 emails and 1 mobile phone numbers on RocketReach.
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