Vlad U Email & Phone Number
CEO and CCO of INX Ltd's Affiliated Broker and Dealer INX Securities, LLC @ INX
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Vlad U Location
- New York, NY, US
Vlad U Work
- CEO and CCO of INX Ltd's Affiliated Broker and Dealer INX Securities, LLC @ (May 2021 - Present)
- CEO @ Sageworks Capital, LLC (June 2017 - May 2021)
- CEO @ Sageworks Capital, Inc (May 2013 - June 2017)
- CCO @ EagleView Securities, Inc./EagleView Advisors, Inc. (December 2014 - August 2015)
- Consultant @ (March 2011 - January 2014)
- CEO @ InterMerchant Securities, LLC (March 2010 - March 2011)
- COO and CCO @ (October 2008 - December 2009)
- COO and CCO @ Safdie Investment Services Corp. (May 2005 - October 2008)
- VP RegulatoryRisk Control @ (November 2003 - May 2005)
- CCO @ BBVA Securities Corp. (August 2001 - November 2003)
- COO and CCO @ Security Financial Network, LLC (November 1999 - August 2001)
- Securities Examiner @ (September 1997 - November 1999)
Vlad U Education
- Temple University
MBA (Finance)
1997-1999 - Rutgers University
Bachelor of Science (BS) (Business Management)
1990-1994
Vlad U Skills
- Over 15 years of compliance (SEC, FINRA) and operational expertise
- FINRA Series 4, 7, 24, 28, 53, 63 and 65 Licenses
- Equities
- Securities
- Series 7
- Trading
- Hedge Funds
- Risk Management
- Fixed Income
- Capital Markets
- Asset Management
- Alternative Investments
- Investments
- Series 24
- Private Placements
- Business Communications
- Drafting Policies
Vlad U Summary
- Vlad U, based in New York, NY, US, is currently a CEO and CCO of INX Ltd's Affiliated Broker and Dealer INX Securities, LLC at INX Limited. Vlad U brings experience from previous roles at Sageworks Capital, LLC, Sageworks Capital, Inc, EagleView Securities, Inc./EagleView Advisors, Inc. and iTB Holdings Inc.. Vlad U holds a 1997 - 1999 MBA in Finance @ Temple University. With a robust skill set that includes Over 15 years of compliance (SEC, FINRA) and operational expertise, FINRA Series 4, 7, 24, 28, 53, 63 and 65 Licenses, Equities, Securities, Series 7 and more. Vlad U has 2 emails and 2 mobile phone numbers on RocketReach.
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