Vigilant is an Award Winning and Industry Leading Compliance Firm that continues to remain Independent and Privately Owned. Since 2004, we have been providing tailored and customized end-to-end solutions to Advisers, Funds and Broker Dealers: - Outsourced CCO - CCO Support - Advertising and Marketing Review - Mock SEC/FINRA Exams - SEC/ERA/Broker Dealer Registration - Registered Representative Licensing - Principal Underwriter for Registered Funds - FinOp Our Clients include: Private Equity, Hedge Funds, Closed End Funds, Private Credit/Structured Credit, ETFs, Mutual Funds, Wealth Managers, SMAs, Real Estate Funds, Infrastructure Funds, Registered Investment Advisers (RIAs) and Broker Dealers.
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The Vigilant annual revenue was $6.9 million in 2026.
Patrick Chism is the Managing Director, Broker Dealer Solutions of Vigilant.
40 people are employed at Vigilant.
Vigilant is based in Chadds Ford, Pennsylvania.
The NAICS codes for Vigilant are [5419, 54199, 54, 541].
The SIC codes for Vigilant are [62, 621, 6211].