Victor Alfieri Email & Phone Number
Compliance Specialist @ Private Advisor Group
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Victor Alfieri Location
- Simpsonville, SC, US
Victor Alfieri Work
- Compliance Specialist @ (March 2022 - Present)
- Legal Marketing Review Analyst @ (January 2021 - January 2022)
- Sr. Analyst - Compliance, Legal and Risk Division @ (September 2016 - December 2020)
- Compliance Manager - Centralized Supervision Unit @ (March 2014 - November 2015)
- Compliance Manager, Home Office Supervision - Institutional Services @ (July 2013 - March 2014)
- Director of Account Management @ FinTrust Capital Advisors, LLC (October 2009 - July 2013)
- Financial Advisor @ (March 2008 - February 2009)
- Financial Advisor @ (January 2006 - March 2008)
- Annuity Operations Manager @ (January 2004 - June 2005)
- Senior Brokerage Financial Specialist @ (April 1998 - January 2004)
Victor Alfieri Education
- Stony Brook University
Bachelor of Arts (B.A.) (English)
1994-1997 - Suffolk County Community College
Associate of Science (A.S.) (Business Administration and Management, General)
1992-1994
Victor Alfieri Skills
- Investments
- Institutional trading
- Compliance
- Financial Analysis
- Portfolio Management
- Investment Advisory
- Mergers & Acquisitions
- Underwriting
- Financial Markets
- FINRA
- Account Management
- Strategic Financial Planning
- Due Diligence
- Asset Allocation
- Microsoft Excel
- Trading
- Recruiting
- Fixed Annuities
- Policy
- Securities
- Budgets
- Training
- Strategy
- Credit
- Customer Service
- Investment Strategies
- Asset Management
- Risk Management
- Invoicing
- Relationship Management
- 401k
- Call Centers
- Analysis
- Retirement
- Fixed Income
- Hedge Funds
- Accounting
- Retirement Planning
- Financial Services
- Series 6
- Executive Management
- Cross-functional Team Leadership
- Mutual Funds
- Series 7
- Wealth Management
- CRM
- Banking
- Financial Advisory
- Finance
- Equities
- Cross Functional Team Leadership
- Mergers and Acquisitions
Victor Alfieri Summary
- Victor Alfieri, based in Simpsonville, SC, US, is currently a Compliance Specialist at Private Advisor Group. Victor Alfieri brings experience from previous roles at SEI and LPL Financial. Victor Alfieri holds a 1994 - 1997 Bachelor of Arts (B.A.) in English @ Stony Brook University. With a robust skill set that includes Investments, Institutional trading, Compliance, Financial Analysis, Portfolio Management and more. Victor Alfieri has 2 emails and 1 mobile phone numbers on RocketReach.
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