Vicki Lawson Email
Compliance Manager @ Thrivent Advisor Network
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Vicki Lawson Location
- Arlington, TN, US
Vicki Lawson Work
- Compliance Manager @ (March 2025 - Present)
- Senior Compliance Consultant, Managing Member, Certified Regulatory Compliance Professional @ Securities Regulation Consulting LLC (June 2008 - April 2025)
- Compliance Officer, Compliance Consultant, Registered Representative @ (August 2014 - March 2025)
- President and Chief Compliance Officer @ Commerce Square Trading, LLC (CST) (January 2010 - August 2012)
- Senior Vice President, Chief Compliance Officer @ (May 2001 - February 2008)
Vicki Lawson Education
- University of Memphis
Bachelor of Business Administration - BBA (Finance)
- The Wharton School, University of Pennsylvania
CRCP, The FINRA Institute at Wharton (Certified Regulatory & Compliance Professional)
Vicki Lawson Summary
- Vicki Lawson, based in Arlington, TN, US, is currently a Compliance Manager at Thrivent Advisor Network. Vicki Lawson brings experience from previous roles at Securities Regulation Consulting LLC, Silver Oak Securities, Inc., Commerce Square Trading, LLC (CST) and FTN Financial Securities Corp.. Vicki Lawson holds a Bachelor of Business Administration - BBA in Finance @ University of Memphis. Vicki Lawson has 1 emails on RocketReach.
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