Umar Ehtisham Email & Phone Number
Chief Compliance and Risk Officer @ Hirtle & Co.
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Umar Ehtisham Location
- Philadelphia, PA, US
Umar Ehtisham Work
- 2018 -now Chief Compliance and Risk Officer @
- 2014 -2018 Chief Compliance Officer @
- 2013 -2014 Audit Manager @
- 2010 -2012 Regulatory Change Manager and Regulatory Issue Manager - Vice President @
- 2007 -2010 Senior Compliance Manager - Vice President @
- 2004 -2007 Head Operations Controller @
Umar Ehtisham Education
- University of Rochester - Simon Business School
Executive MBA
2023-2025 - University of Rochester
BA (Economics)
1999-2003
Umar Ehtisham Skills
- SEC Regulations
- SEC Filings
- Securities Regulation
- Investment Company Act
- Investment Advisers Act
- Risk Management
- Investment Advisor Compliance
- Compliance Testing
- Risk Assessment
- Private Equity
- FINRA
- Risk Based Testing
- Financial Services
- Auditing
- Mutual Funds
- Management
- SharePoint
- User Acceptance Testing
- Cognos
- Test Planning
- Form ADV
- Form PF
- Due Diligence Review
- Soft Dollars
- Anti Money Laundering
- ETFs
- Offshore Funds
Umar Ehtisham Summary
- Umar Ehtisham, based in Philadelphia, PA, US, is currently a Chief Compliance and Risk Officer at Hirtle, Callaghan & Co.. Umar Ehtisham brings experience from previous roles at Cipperman Compliance Services, LLC, E*TRADE Financial and Merrill Lynch. Umar Ehtisham holds a 2023 - 2025 Executive MBA @ University of Rochester - Simon Business School. With a robust skill set that includes SEC Regulations, SEC Filings, Securities Regulation, Investment Company Act, Investment Advisers Act and more. Umar Ehtisham has 2 emails and 1 mobile phone numbers on RocketReach.
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Top Hirtle & Co. Employees
Alexander Formáriz
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Denise McClain
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Akhil Jain
Managing Director
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Eileen Brazitis
Chief Administrative Officer
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Matt Mead
Managing Director
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