Director, Advisory Compliance @ (September 2021 - April 2023)
Director, Compliance @ (September 2019 - September 2021)
Director, Chief Compliance Officer - Asia @ (May 2016 - September 2021)
Compliance Officer @ (January 2015 - May 2016)
Deputy Chief Compliance Officer @ (April 2013 - December 2014)
Compliance Officer @ (June 2008 - March 2013)
Compliance Analyst @ (January 2007 - December 2007)
Tsering Lama Education
The University of Hong Kong
Master of Laws - LLM (Compliance and Regulations)
Baruch College
Bachelor of Business Administration (BBA) (Finance and Investment)
Tsering Lama Skills
Asset Management
Broker-Dealer Compliance
Capital Markets
Derivatives
Due Diligence
Equities
Global Regulatory Compliance
Hedge Funds
Management
Private Credit
Private Equity
Regulatory Compliance
Risk Management
Series 14
Investments
Trading
Portfolio Management
Financial Analysis
Tsering Lama Summary
Tsering Lama, based in New York, NY, US, is currently a Managing Director, Chief Compliance Officer at Arena Investors, LP. Tsering Lama brings experience from previous roles at BlackRock, Lone Star Funds and Cargill Incorporated, Swap Dealer. Tsering Lama holds a Master of Laws - LLM in Compliance and Regulations @ The University of Hong Kong. With a robust skill set that includes Asset Management, Broker-Dealer Compliance, Capital Markets, Derivatives, Due Diligence and more. Tsering Lama has 3 emails and 5 mobile phone numbers on RocketReach.
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