Troy Paulsen Email & Phone Number
AVP, Compliance @ LPL Financial
5 free lookup(s).
If you need more lookups,
subscriptions start at $34 USD/month.
Troy Paulsen Location
- Orange, CA, US
Troy Paulsen Work
- 2024 -now AVP, Compliance @
- 2004 -2024 Compliance Officer, Vice President of Compliance @
Troy Paulsen Education
- Stanford University
Troy Paulsen Skills
- Series 65
- General Securities Principal
- Broker-Dealer Compliance
- Advertising
- Communication
- Policies & Procedures
- Public Communications
- Customer Service
- Securities Regulation
- Compliance Training
- Compliance Management
- Series 24
- Hold Series 7
- AML
- Anti Money Laundering
- Bank Secrecy Act
- USA PATRIOT Act
- Medical Compliance
- HCCP
- Financial Risk
- Regulatory Compliance
Troy Paulsen Summary
- Troy Paulsen, based in Orange, CA, US, is currently a AVP, Compliance at LPL Financial. Troy Paulsen brings experience from previous roles at Crown Capital Securities, L.P.. Troy Paulsen holds a Stanford University. With a robust skill set that includes Series 65, General Securities Principal, Broker-Dealer Compliance, Advertising, Communication and more. Troy Paulsen has 1 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Troy Paulsen?
Find contact details for 700 million professionals.
Others Named Troy Paulsen
Troy Paulsen
National Carrier Sales Representative
Libertyville, IL, US
Top LPL Financial Employees
Dean Phillips
Founder | Wealth Advisor
Vero Beach, FL, US
Bradford Smith
President, Financial Advisor
Talbott, TN, US
James Sands Jr
President
Fort Myers, FL, US
Clyde French
President
Shreveport, LA, US
Rich Steinmeier
Chief Executive Officer
California, United States
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co