Chief Compliance Officer @ (July 2023 - February 2024)
Chief Compliance Officer @ (December 2019 - December 2022)
Senior Compliance Officer @ (July 2019 - December 2019)
Compliance Coordinator @ Global Financial Private Capital, LLC (November 2016 - July 2019)
Supervision Specialist @ (September 2014 - November 2016)
National Sales Manager @ Neo Athletics (January 2013 - September 2014)
Compliance Advisor @ (October 2011 - December 2012)
Portfolio Administrator II @ (August 2010 - October 2012)
Securities Operations Representative III @ (November 2008 - August 2010)
Torian Johnson Education
Lafayette College
Bachelor of Arts - BA (Economics & Business)
Torian Johnson Skills
Analysis
Anti-Money Laundering
Asset Management
Auditing
Bloomberg
Budgets
Business Process Improvement
Compliance Consulting
Compliance Regulations
Compliance Testing
Corporate Actions
Equities
Equity Research
FINRA
Finance
Financial Advisory
Financial Analysis
Financial Reporting
Financial Services
Fixed Income
Investment Advisers Act
Investment Advisor Compliance
Investment Company Act
Investments
Leadership
Legal Compliance
Management
Mutual Funds
Operational Risk Management
Policies & Procedures Development
Portfolio Management
Process Improvement
Regulatory Analysis
Regulatory Audits
Regulatory Compliance
Regulatory Filings
Regulatory Guidelines
Regulatory Policy
Regulatory Requirements
Risk Analysis
Risk Assessment
Risk Management
SEC Regulations
Securities
Series 7
Time Management
Trading
U.S. SEC Filings
U.S. Securities and Exchange Commission (SEC)
Valuation
Torian Johnson Summary
Torian Johnson, based in Largo, FL, US, is currently a Chief Compliance Officer at Independent Financial Partners (IFP). Torian Johnson brings experience from previous roles at Provisional Compliance Solutions, LLC, Key Bridge Compliance, Csenge Advisory Group and Newport Group. Torian Johnson holds a Bachelor of Arts - BA in Economics & Business @ Lafayette College. With a robust skill set that includes Analysis, Anti-Money Laundering, Asset Management, Auditing, Bloomberg and more. Torian Johnson has 2 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Torian Johnson?
Find contact details for 700 million professionals.