Tom Roth Email & Phone Number
Head of Capital Markets Risk and Control Operations @ RBC Capital Markets
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Tom Roth Location
- New York, NY, US
Tom Roth Work
- 2018 - now Head of Capital Markets Risk and Control Operations @
- 2017 - 2018 Independent Financial Consultant @
- 2016 - 2017 Senior Consultant, Broadridge Professional Services Group @
- 2014 - 2016 Managing Director @
- 2008 - 2014 Director @
- 2006 - 2006 Consultant @ Alas Consulting LLC
- 2004 - 2004 Vice President @
- 2002 - 2004 Vice President @ Adp Omr
- 1998 - 2002 Vice President @
- 1991 - 1998 Managing Director @ Bear Stearns
- 1985 - 1991 At @
Tom Roth Education
- Pace University - Lubin School of Business
MBA
- Saint Peter's University
Bachelor's degree
Tom Roth Skills
- Financial Services
- Strategic Planning
- Fixed Income
- Securities
- Finance
- Leadership
- Change Management
- Cash Management
- Financial Analysis
- Internal Controls
- Project Management
- Financial Operations
- Derivatives
- Business Process
- Equities
- Risk Management
- Accounting
- Process Improvement
- OFAC
- Prime Brokerage
- FX Options
- Financial Audits
- Treasury Management
- Middle Office
- Operational Risk
- Outsourcing
- Credit Derivatives
- Swaps
- FX Operations
- Analysis
- Financial Control
- series 99
- Capital Markets
- Management
- Bloomberg
- Mentoring
- Financial Accounting
- Business Process Improvement
- Payments
- Banking
- Investment Banking
- Trading
- Business Analysis
- Hedge Funds
- Posicionamiento Seo
- Estrategia De Negocios
- Mantenimiento
- Has Errors
- Great
- Monitoreo Y Reportes
- Redes sociales
Tom Roth Summary
- Tom Roth, based in New York, NY, US, is currently a Head of Capital Markets Risk and Control Operations at RBC Capital Markets. Tom Roth brings experience from previous roles at Continental Advisors LLC, Broadridge, Societe Generale Corporate and Investment Banking - Sgcib and Société Générale. Tom Roth holds a MBA @ Pace University - Lubin School of Business. With a robust skill set that includes Financial Services, Strategic Planning, Fixed Income, Securities, Finance and more. Tom Roth has 2 emails on RocketReach.
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