Tom Lloyd Email & Phone Number
General Counsel and Chief Compliance Officer @ Campbell and Company
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Tom Lloyd Location
- Towson, MD, US
Tom Lloyd Work
- 2005 - now General Counsel and Chief Compliance Officer @
- 1999 - 2005 Managing Director @ Deutsche Bank Securities
- 1997 - 1999 Enforcement Counsel @ NASD Regulation (now FINRA)
- 1995 - 1997 Senior Counsel, Division of Enforcement @ United States Securities and Exchange Commission
Tom Lloyd Education
- University of Baltimore School of Law
- University of Maryland
Economics
Tom Lloyd Skills
- General Counsel
- Licensing
- Joint Ventures
- Employment Law
- Securities Regulation
- Alternative Investments
- Due Diligence
- Asset Management
- Commodities Regulation
- Investment Advisory
- Securities
- Hedge Funds
- Mutual Funds
Tom Lloyd Summary
- Tom Lloyd, based in Towson, MD, US, is currently a General Counsel and Chief Compliance Officer at Campbell and Company. Tom Lloyd brings experience from previous roles at Deutsche Bank Securities, NASD Regulation (now FINRA) and United States Securities and Exchange Commission. Tom Lloyd holds a University of Baltimore School of Law. With a robust skill set that includes General Counsel, Licensing, Joint Ventures, Employment Law, Securities Regulation and more. Tom Lloyd has 1 emails and 1 mobile phone numbers on RocketReach.
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