Tom Harms Email & Phone Number
President
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Tom Harms Location
- New York, NY, US
Tom Harms Work
- 2023 -now President @ TKHarms "& Company
- 2016 -2023 Partner, Chief Operating Officer @
- 2015 -2016 Sole Proprietor @ Owner, TKHarms & Co. Consulting
- 2011 -2015 Senior Vice President @
- 1986 -2011 Managing Director @
- 1986 -2003 Branch Administration Private Wealth Mgmt @
- 1996 -2000 Administration @
Tom Harms Education
- Seton Hall University 1981-1985
- Virginia Military Institute 1976-1979
Tom Harms Skills
- Broker-Dealer Operations
- Operational Risk Management
- Legal Compliance
- Risk Management
- FINRA
- Series 24
- Private Wealth Management
- Options
- Series 3
- Series 65
- Wealth Management
- Wealth Management Services
Tom Harms Summary
- Tom Harms, based in New York, NY, US, is currently a President at TKHarms "& Company. Tom Harms brings experience from previous roles at Summit Trail Advisors, Owner, TKHarms & Co. Consulting, Fidelity Institutional Wealth Management and Morgan Stanley Smith Barney. Tom Harms holds a 1981 - 1985 Seton Hall University. With a robust skill set that includes Broker-Dealer Operations, Operational Risk Management, Legal Compliance, Risk Management, FINRA and more. Tom Harms has 3 emails and 6 mobile phone numbers on RocketReach.
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