Tom Francis Email & Phone Number
Director, Compliance Risk Management @ USAA
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Tom Francis Location
- New York, NY, US
Tom Francis Work
- Director, Compliance Risk Management @ (April 2020 - Present)
- Managing Director, SSGM Compliance @ (July 2016 - June 2019)
- Director Regulatory and Policy, Icg Compliance @ (October 2014 - June 2016)
- Head of Cross Border Compliance, Americas and Europe @ (October 2012 - August 2014)
- Head of Central Compliance, Wholesale Bank @ (October 2008 - October 2012)
- Senior Vice President, Compliance and Legal @ Lehman Brothers (December 2003 - September 2008)
- Vice President, Director of Compliance Asia @ Lehman Brothers (July 2001 - December 2003)
- Vice President, Head of Advertising Compliance @ Lehman Brothers (October 1999 - July 2001)
Tom Francis Education
- Cornell Law School
JD
- Brooklyn College
- Brooklyn College
BS (Business Management and Finance)
- Brooklyn College
Bachelor of Science - BS
Tom Francis Summary
- Tom Francis, based in New York, NY, US, is currently a Director, Compliance Risk Management at Usaa. Tom Francis brings experience from previous roles at State Street, Citi and Standard Chartered Bank. Tom Francis holds a JD @ Cornell Law School. Tom Francis has 1 mobile phone numbers on RocketReach.
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