Tom Flood Location
- San Francisco, CA, US
Tom Flood Work
- 2022 - now Vice President @
- 2018 - 2022 Vice President @
- 2018 - 2018 Branch Liaison @
- 2011 - 2017 Manager - Operational Control and Trust Administration @
- 2005 - 2011 Senior Specialist - Risk and Control @
- 2003 - 2005 Finance @
- 1999 - 2002 Operations Specialist @
Tom Flood Education
- College for Financial Planning 2018 - 2018
- GIA (Gemological Institute of America) 2017null
Tom Flood Skills
- Financial Services
- Series 7
- Investments
- Relationship Management
- Mutual Funds
- Banking
- Wealth Management
- Finance
- Risk Management
- Financial Analysis
- Retirement Planning
- Series 63
- Securities
- Management
- Strategy
- Salesforce.com
- Salesforce.com Implementation
- Microsoft Excel
- SEI Trust 3000
- Internal Controls
- Relationship-builder with Unsurpassed Interpersonal Skills
- 401k
- Operational controls
- Anti Money Laundering
- OFAC
- SSAE 16
- Chinese Culture
- Leadership
- Diamonds
- Microsoft PowerPoint
- Data Analysis
- Business Analysis
- Relationship Builder With Unsurpassed Interpersonal Skills
- 401k Retirement Savings Plans
- Regulatory Reporting
- Equities
- Microsoft Office
- Microsoft Word
- Colored Gem Stones
- Administration
- Soc1
- Customer Service
- Due Diligence
- Series 65
- Facta
- 401 Retirement Savings Plans
Tom Flood Summary
- Tom Flood, based in San Francisco, CA, US, is currently a Vice President at Union Bank. Tom Flood brings experience from previous roles at MUFG Union Bank, Wells Fargo Advisors and Charles Schwab. Tom Flood holds a 2018 - 2018 College for Financial Planning. With a robust skill set that includes Financial Services, Series 7, Investments, Relationship Management, Mutual Funds and more. Tom Flood has 1 emails and 1 mobile phone numbers on RocketReach.
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