Tom Deck Email & Phone Number
Chief Compliance Officer
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Tom Deck Location
- Philadelphia, PA, US
Tom Deck Work
- 2022 -now Chief Compliance Officer @ Bricktown Capital
- 2019 -2022 SVP Chief Compliance Officer @
- 2018 -2019 Sr Compliance Manager, Vice President @ M&T Bank Wealth and Institutional Services
- 2014 -2018 Chief Compliance Officer @ M&T Securities
- 2013 -2014 Senior Compliance Officer @ M&T Securities, Inc
- 2012 -2013 OSJ @ Nationwide Securities LLC
- 2011 -2012 Consultant @ Independent Contractor
- 2007 -2011 VP, BNY Mellon Asset Servicing @
- 2007 -2010 Managing Director Distribution Services @ PNC Global Investment Servicing
- 2001 -2007 CCO and Head of ING DIRECT Securities. @ ING DIRECT
- 1999 -2000 Compliance @ ING Funds
- 1996 -1999 Securities Examiner @ FINRA
- 1995 -1996 401(k) Plan Administrator @ Merril Lynch
Tom Deck Education
- Fox School of Business at Temple University
MBA (Finance)
1993-1995 - Franklin & Marshall College
BA
1987-1991 - Hurstpierpoint College, Sussex, UK.
O & A Levels
1982-1986
Tom Deck Skills
- Change Management
- Asset Management
- Compliance
- Operations Management
- Broker Dealer management
- Securities Regulation
- Six Sigma
- Asset Managment
- Finance
- Financial Services
- Mutual Funds
- Call Centers
- Financial Risk
- Risk Management
- Financial Analysis
- Process Improvement
- Loans
- Management
- Brokerage
- FINRA
- Leadership
- Auditing
- Banking
- Business Development
- Investments
- Strategic Financial Planning
- Securities
Tom Deck Summary
- Tom Deck, based in Philadelphia, PA, US, is currently a Chief Compliance Officer at Bricktown Capital. Tom Deck brings experience from previous roles at NewEdge Capital Group, M&T Bank Wealth and Institutional Services, M&T Securities and M&T Securities, Inc. Tom Deck holds a 1993 - 1995 MBA in Finance @ Fox School of Business at Temple University. With a robust skill set that includes Change Management, Asset Management, Compliance, Operations Management, Broker Dealer management and more.
Looking for a different Tom Deck?
Find contact details for 700 million professionals.
Others Named Tom Deck
Tom Deck
Chief Compliance Officer
Philadelphia, PA, US
Tom Deck
Principal
Jacksonville, FL, US
Tom Deck
Service Sales Engineer
Towson, MD, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co