Todd Spangler Email & Phone Number
President
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Todd Spangler Location
- Waterloo, NE, US
Todd Spangler Work
- 2008 -now President @ Princeton Equity Partners
- 2007 -2008 Vice President @ Securities America
- 2004 -2008 assistant vice president @ lpl
- 2005 -2007 Assistant Vice President @
- 2002 -2004 President @ Maxim Enterprises, LLC
- 2002 -2002 Investment Executive Officer @
- 1998 -2001 Senior Investment Officer @
Todd Spangler Education
- Capital University Law School
LLM (Business, Securities Regulation)
2003-2004 - Capital University Law School
JD (Securities and Insurance Regulation)
2001-2004 - The Ohio State University
BA (Economics)
1997-2001
Todd Spangler Skills
- Writing
- Acts
- Financial Advisory
- SEC
- Consulting
- Market
- Channel
- Anti Money Laundering
- Small Office
- Insurance
- Sales
- Habeas Corpus
- Board Experience
- Sales Operations
- Fiscal Policy
- Mentoring
- Strategize
- Finance
- Westlaw
- Structure
- Franchising
- Serving
- Oversight
- Investment Sales
- Executive Oversight
- Temporary Placement
- Trusts
- Legal
- Liability
- Offerings
- Staff Supervision
- Organizational Structure
- Regulatory Compliance
- Bank Secrecy Act
- Regulatory Agencies
- Criminal Defense
- Management
- Revenue
- Investment Portfolios
- Funding
- CRM
- Remote Locations
- RIA
- Columbus
- Steering
- Financial Structuring
- Committees
- Auditing
- LexisNexis
- Soccer
- Regulators
- Defense
- Business Lines
- Accounting
- Approvals
- Human Resources
- Securities Regulation
- Profit
- Settlement
- Advisory
- Relationship Management
- Trade Unions
- Staff Management
- Market Penetration
- Sage Act
- Investment Advisory
- Reports
- Supervision
- Sold
- Financial Accounting
- FINRA
- Acquisitions
- Corporations
- Dublin
- Registered Investment Adviser
- Training
- Circuit
- Criminal Law
- Supervisory
- Enterprise Software
- Wills
- Players
- Trains and Add Rails
- Appeals
- Estate Law
- Capital
- Call Centers
- Investigation
- Board of Directors
- Partnerships
- Offers
- Arenas
- Combination
- Ledger
- Organizer
- Jurisdiction
- Economics
- Trials
- Yahoo
- Retail
- Relay for Life
- Exempt
- Business Development
- Communication
- Appellate
- Negotiation
- Muscular Dystrophy
- Regulatory Risk
- Series 6
- Athletic Training
- Strategic Planning
- Regulatory Reporting
- Suite
- Corporate Tax
- Ohio
- Legal Research
- Credit
- Executive Leadership
- Sales Trainings
- Project Planning
- Philosophy
- Sarbanes Oxley Act
- Depositions
- Training Programs
- Services
- Financial Audits
- Powell
- Responsibility
- Policies and Procedures
- Regulations
- Investment Compliance
- Banking
- Distribution
- Practice Management
- Pro Bono
- Charitable Trusts
- Legal Assistance
- Arbitration
- Branches
- History
- Tax
- Microsoft Exchange
- Taxations
- Compliance Consulting
- Juris
- Investments
- Business Formation
- Product Training
- Marketplace
- Investment Advisers Act
- Software
- San Diego
- Financial Services
- Racing
- Compliance
- Equities
- Mutual Funds
- Addressing
- Accompaniment
- Civil Litigation
- Stocks
- Rate
- Fluency
- Interviews
- Platforms
- Acquisition Integration
- Budgets
- Formulation
- Insurance Law
- Management Development
- Due Diligence
- Risk
- Strategic Alliances
- KYC
- Mergers and Acquisitions
- Recruiting
- Securities
- Legal Liaison
- Dealers
Todd Spangler Summary
- Todd Spangler, based in Waterloo, NE, US, is currently a President at Princeton Equity Partners. Todd Spangler brings experience from previous roles at Securities America, lpl, LPL Financial Services and Maxim Enterprises, LLC. Todd Spangler holds a 2003 - 2004 LLM in Business, Securities Regulation @ Capital University Law School. With a robust skill set that includes Writing, Acts, Financial Advisory, SEC, Consulting and more. Todd Spangler has 2 emails on RocketReach.
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