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Todd Carpenter Location
Chattanooga, TN, US
Todd Carpenter Work
Director, Compliance @ (March 2023 - Present)
Senior Manager, Advisory Compliance @ (May 2019 - March 2023)
Sr. Manager, Field Supervision @ (May 2017 - May 2019)
Chief Supervisory Officer @ (May 2016 - April 2017)
AVP Field Supervision @ (January 2012 - May 2016)
Chief Supervisory Officer @ World Group Securities, Inc./Investment Advisors International, Inc. (October 2010 - January 2012)
Director, Business Review @ World Group Securities, Inc. (April 2007 - October 2010)
Todd Carpenter Education
University of Phoenix
Associates (Accounting)
2009-2011
University of Maryland
(Psychology)
1990-1991
Todd Carpenter Skills
Leadership
Management
Field Supervision
Investments
Data Analytics
Strategic Planning
Insurance
Financial Services
Securities
Mutual Funds
Todd Carpenter Summary
Todd Carpenter, based in Chattanooga, TN, US, is currently a Director, Compliance at Transamerica. Todd Carpenter brings experience from previous roles at Transamerica Financial Advisors, Inc.. Todd Carpenter holds a 2009 - 2011 Associates in Accounting @ University of Phoenix. With a robust skill set that includes Leadership, Management, Field Supervision, Investments, Data Analytics and more. Todd Carpenter has 2 emails and 1 mobile phone numbers on RocketReach.
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