TJ Claud Email & Phone Number
Chief Compliance Officer @ WA Asset Management, LLC
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TJ Claud Location
- Birmingham, AL, US
TJ Claud Work
- 2026 -now Chief Compliance Officer @
- 2026 -2026 Deputy Chief Compliance Officer @
- 2021 -2026 Chief Compliance Officer @
- 2016 -2021 Legal and Compliance Officer @
- 2013 -2016 Chief Compliance Officer and General Counsel @
TJ Claud Education
- Samford University, Cumberland School of Law
Doctor of Law (J.D.)
- Samford University
Master of Business Administration (M.B.A.)
- Auburn University
Bachelor of Science (B.S.) (Finance; Economics)
TJ Claud Skills
- Regulatory Compliance
- Asset Management
- Interpersonal Skills
- Legal Compliance
- Compliance Management
- Investment Advisory
- U.S. Securities and Exchange Commission (SEC)
- Investment Advisers Act
- Securities Act
- Investment Company Act
- Law
- Investments
- ESG
- Securities
- Strategic Planning
- Leadership
- Private Funds
- Separately Managed Accounts
- Alternative Investments
- U.S. Securities And Exchange Commission Sec
- u.s. Securities and Exchange Commission
TJ Claud Summary
- TJ Claud, based in Birmingham, AL, US, is currently a Chief Compliance Officer at Waverly Advisors, LLC. TJ Claud brings experience from previous roles at Waverly Advisors, LLC, OneAscent, Resource Management Service LLC and Holland Financial, Inc.. TJ Claud holds a Doctor of Law (J.D.) @ Samford University, Cumberland School of Law. With a robust skill set that includes Regulatory Compliance, Asset Management, Interpersonal Skills, Legal Compliance, Compliance Management and more. TJ Claud has 1 emails and 1 mobile phone numbers on RocketReach.
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TJ Claud
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