TJ Claud Email & Phone Number
Chief Compliance Officer @ WA Asset Management, LLC
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TJ Claud Location
- Birmingham, AL, US
TJ Claud Work
- Chief Compliance Officer @ (August 2026 - Present)
- Deputy Chief Compliance Officer @ (April 2026 - July 2026)
- Chief Compliance Officer @ (November 2021 - April 2026)
- Legal and Compliance Officer @ (August 2016 - November 2021)
- Chief Compliance Officer and General Counsel @ (September 2013 - August 2016)
TJ Claud Education
- Samford University
Doctor of Law (J.D.)
- Auburn University
Bachelor of Science (B.S.) (Finance; Economics)
- Samford University
Master of Business Administration (M.B.A.)
TJ Claud Skills
- Regulatory Compliance
- Asset Management
- Interpersonal Skills
- Legal Compliance
- Compliance Management
- Investment Advisory
- U.S. Securities and Exchange Commission (SEC)
- Investment Advisers Act
- Securities Act
- Investment Company Act
- Law
- Investments
- ESG
- Securities
- Strategic Planning
- Leadership
- Private Funds
- Separately Managed Accounts
- Alternative Investments
- U.S. Securities And Exchange Commission Sec
- u.s. Securities and Exchange Commission
TJ Claud Summary
- TJ Claud, based in Birmingham, AL, US, is currently a Chief Compliance Officer at Waverly Advisors, LLC. TJ Claud brings experience from previous roles at Waverly Advisors, LLC, OneAscent, Resource Management Service LLC and Holland Financial, Inc.. TJ Claud holds a Doctor of Law (J.D.) @ Samford University. With a robust skill set that includes Regulatory Compliance, Asset Management, Interpersonal Skills, Legal Compliance, Compliance Management and more. TJ Claud has 1 emails and 1 mobile phone numbers on RocketReach.
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TJ Claud
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