Timothy Stone Email & Phone Number
Chief Operating Officer @ Cetera Wealth Services
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Timothy Stone Location
- El Segundo, CA, US
Timothy Stone Work
- 2019 -now Chief Operating Officer @
- 2017 -2019 Senior Vice President and Head of Operations @
- 2013 -2017 Vice President and Head of Supervision @
- 2010 -2013 Assistant Vice President, Sales Supervision @
- 2009 -2010 Attorney @ Chesley, Kroon, Harvey and Carpenter, P.L.L.P.
- 2007 -2009 Regulatory Compliance Specialist @
- 2000 -2007 Police Officer @ Mankato Police Department
Timothy Stone Education
- William Mitchell College of Law
Juris Doctrate (Banking, Corporate, Finance, and Securities Law)
2003-2007 - Minnesota State University, Mankato
Bachelor of Science (B.S.) (Law Enforcement Investigation and Interviewing)
1994-1997 - Mankato Loyola
Timothy Stone Skills
- Compliance
- Legal Compliance
- Supervision
- Management
- Suitability Analysis
- Document Review
- Document Drafting
- Negotiation
- Active Shooter
- Risk Management
- Crisis Management
Timothy Stone Summary
- Timothy Stone, based in El Segundo, CA, US, is currently a Chief Operating Officer at Cetera Advisor Networks LLC. Timothy Stone brings experience from previous roles at Cetera Advisor Networks LLC, National Planning Corporation (NPC) and Chesley, Kroon, Harvey and Carpenter, P.L.L.P.. Timothy Stone holds a 2003 - 2007 Juris Doctrate in Banking, Corporate, Finance, and Securities Law @ William Mitchell College of Law. With a robust skill set that includes Compliance, Legal Compliance, Supervision, Management, Suitability Analysis and more. Timothy Stone has 1 emails on RocketReach.
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