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Timothy Sapp Location
Lawrenceville, GA, US
Timothy Sapp Work
now Compliance Officer @
2004 -2012 Compliance Analyst @
now Business Development @
now Mutual Fund Trade Desk and Compliance @ WMA Securities
now Trade Review Principal @ PFS Securities
Timothy Sapp Education
University of Alabama
BA (Marketing, Communications, Advertising)
Timothy Sapp Skills
Wealth Management
Uniform Combined State Law
Portfolio Management
FINRA
Auditing
Series 63
Investments
Trading
Business Development
Asset Management
Investment Advisory
Securities Regulation
Financial Services
Series 7
Securities
Financial Planning
Mutual Funds
Series 24
Timothy Sapp Summary
Timothy Sapp, based in Lawrenceville, GA, US, is currently a Compliance Officer at Primerica. Timothy Sapp brings experience from previous roles at SunTrust Investment Services, FSC Securities, WMA Securities and PFS Securities. Timothy Sapp holds a BA in Marketing, Communications, Advertising @ University of Alabama. With a robust skill set that includes Wealth Management, Uniform Combined State Law, Portfolio Management, FINRA, Auditing and more. Timothy Sapp has 3 emails on RocketReach.
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