Timothy Friedman Email & Phone Number
Executive Vice President, Chief AML Officer @ SOGOTRADE, INC.
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Timothy Friedman Location
- St. Louis, MO, US
Timothy Friedman Work
- 2024 -now Executive Vice President, Chief AML Officer @
- 2022 -2024 Vice President, Lead Financial Crimes Compliance Officer, Financial Crimes Risk Management (FCRM) @
- 2020 -2022 Vice President BSA and AML Transaction Monitoring @
- 2017 -2020 Director of Financial Investigations and Compliance Operations @
- 2014 -2016 Vice President, AML and OFAC Strategy and Monitoring and AML and OFAC Compliance Officer @
- 2008 -2014 Vice President of Enterprise AML and Chief BSA and AML and OFAC Compliance Officer @
- 2006 -2008 Compliance Officer and AML and OFAC Compliance Officer @
- 1998 -2005 VP, Chief Compliance Officer @ Bridge Trading Company
- 1996 -1997 Securities Coordinator @
- 1995 -1996 Investment Representative @ Roosevelt Financial Services
- 1989 -1995 Field Service Director @
Timothy Friedman Education
- University of Missouri-Columbia 1983-1988
- Christian Brothers College High School 1978-1982
- Christ the King Grade School
Timothy Friedman Skills
- Series 7
- Series 63
- Series 24
- Series 4
- Series 9
- Series 10
- Series 27
- Series 53
- Series 14
- Series 65
- Series 55
- CAMS
- FINRA
- AML
- Compliance
- Securities
- USA PATRIOT Act
- Securities Regulation
- Investments
- Supervisory Skills
- OFAC
- Strategic Planning
- Microsoft Office
- Problem Solving
- FINRA Regulations
- Sales
- Public Speaking
- Procedure Development
- NYSE Regulation
- Project Management
- Vendor Relations
- Employee Hiring
- Investment Advisory
- Financial Planning
- Investigations
- Customer Service
- Bank Secrecy Act
- Uniform Combined State Law
- Hedge Funds
- Banking
- Fixed Income
- Strategic Financial Planning
- Financial Services
- Equities
- Risk Management
- Mutual Funds
- Options
- Recruiting
- SEC
- Private Investigations
- Strategic Financial
- Uniform Combined State
- Anti Money Laundering
- Risk Assessment
- Model Validation
Timothy Friedman Summary
- Timothy Friedman, based in St. Louis, MO, US, is currently a Executive Vice President, Chief AML Officer at SOGOTRADE, INC.. Timothy Friedman brings experience from previous roles at Wells Fargo, Bank of the West, Securities America Inc. and Charles Schwab. Timothy Friedman holds a 1983 - 1988 University of Missouri-Columbia. With a robust skill set that includes Series 7, Series 63, Series 24, Series 4, Series 9 and more. Timothy Friedman has 2 emails and 1 mobile phone numbers on RocketReach.
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