Timothy Friedman Email & Phone Number
Executive Vice President, Chief AML Officer @ SOGOTRADE, INC.
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Timothy Friedman Location
- St. Louis, MO, US
Timothy Friedman Work
- Executive Vice President, Chief AML Officer @ (May 2024 - Present)
- Vice President, Lead Financial Crimes Compliance Officer, Financial Crimes Risk Management (FCRM) @ (September 2022 - April 2024)
- Vice President BSA and AML Transaction Monitoring @ (September 2020 - September 2022)
- Director of Financial Investigations and Compliance Operations @ (June 2017 - September 2020)
- Vice President, AML and OFAC Strategy and Monitoring and AML and OFAC Compliance Officer @ (July 2014 - September 2016)
- Vice President of Enterprise AML and Chief BSA and AML and OFAC Compliance Officer @ (July 2008 - June 2014)
- Compliance Officer and AML and OFAC Compliance Officer @ (January 2006 - May 2008)
- VP, Chief Compliance Officer @ Bridge Trading Company (January 1998 - October 2005)
- Securities Coordinator @ (June 1996 - December 1997)
- Investment Representative @ Roosevelt Financial Services (September 1995 - June 1996)
- Field Service Director @ (June 1989 - August 1995)
Timothy Friedman Education
- University of Missouri-Columbia
Bachelor of Arts (Economics)
1983-1988 - Christian Brothers College High School
High School Diploma (College Prepatory)
1978-1982 - Christ the King Grade School
Timothy Friedman Skills
- Series 7
- Series 63
- Series 24
- Series 4
- Series 9
- Series 10
- Series 27
- Series 53
- Series 14
- Series 65
- Series 55
- CAMS
- FINRA
- AML
- Compliance
- Securities
- USA PATRIOT Act
- Securities Regulation
- Investments
- Supervisory Skills
- OFAC
- Strategic Planning
- Microsoft Office
- Problem Solving
- FINRA Regulations
- Sales
- Public Speaking
- Procedure Development
- NYSE Regulation
- Project Management
- Vendor Relations
- Employee Hiring
- Investment Advisory
- Financial Planning
- Investigations
- Customer Service
- Bank Secrecy Act
- Uniform Combined State Law
- Hedge Funds
- Banking
- Fixed Income
- Strategic Financial Planning
- Financial Services
- Equities
- Risk Management
- Mutual Funds
- Options
- Recruiting
- SEC
- Private Investigations
- Strategic Financial
- Uniform Combined State
- Anti Money Laundering
- Risk Assessment
- Model Validation
Timothy Friedman Summary
- Timothy Friedman, based in St. Louis, MO, US, is currently a Executive Vice President, Chief AML Officer at SOGOTRADE, INC.. Timothy Friedman brings experience from previous roles at Wells Fargo, Bank of the West, Securities America Inc. and Charles Schwab. Timothy Friedman holds a 1983 - 1988 Bachelor of Arts in Economics @ University of Missouri-Columbia. With a robust skill set that includes Series 7, Series 63, Series 24, Series 4, Series 9 and more. Timothy Friedman has 2 emails and 1 mobile phone numbers on RocketReach.
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