Tim Walls's Location
Birmingham, AL, US
Tim Walls's Work
- Director of RIA and DOL Compliance @ Concourse Financial Group
- SR Compliance Officer @ SA Stone Wealth Management Inc.
- VP Compliance and Regulatory Risk @ Regions Bank
- VP OSJ Manager @ ProEquities, Inc.
- 1st VP @ Morgan Keegan
- VP PRD Manager @ AmSouth Bank
Tim Walls's Education
- Troy University
Bachelor's degree (Business Administration and Management, General)
1997 - 2001
Tim Walls's Skills
- Series 63
- Team Building
- Banking
- Anti Money Laundering
- Fixed Income
- Insurance
- Investments
- Finance
- Investment Advisory
- Financial Services
Tim Walls's Summary
Tim Walls, based in Birmingham, AL, US, is currently a Director of RIA and DOL Compliance at Concourse Financial Group, bringing experience from previous roles at SA Stone Wealth Management Inc., Regions Bank, ProEquities, Inc. and Morgan Keegan & Co Inc. Tim Walls holds a 1997 - 2001 Bachelor's degree in Business Administration and Management, General @ Troy University. With a robust skill set that includes Series 63, Team Building, Banking, Anti Money Laundering, Fixed Income and more, Tim Walls contributes valuable insights to the industry. Tim Walls has 2 emails on RocketReach.
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