Sr. Compliance Analyst @ (October 2014 - April 2022)
Compliance Specialist @ (February 2008 - October 2014)
GWIM Compliance Manager @ (June 2005 - February 2008)
Financial Reporting Analyst @ (October 2004 - June 2005)
Fund Accountant @ (July 2003 - October 2004)
Thuan Lam Education
Suffolk University
Bachelor of Science (B.S.) (Finance)
1998-2003
Thuan Lam Skills
Bloomberg
Bonds
Derivatives
Equities
Financial Services
Financial Statements
Fixed Income
Fund Accounting
Fund Administration
Investments
Mutual Funds
Securities
Thuan Lam Summary
Thuan Lam, based in Milton, MA, US, is currently a AVP, Investment Compliance at Income Research + Management. Thuan Lam brings experience from previous roles at Manulife Asset Management, Pioneer Investments, Bank of America and State Street Bank. Thuan Lam holds a 1998 - 2003 Bachelor of Science (B.S.) in Finance @ Suffolk University. With a robust skill set that includes Bloomberg, Bonds, Derivatives, Equities, Financial Services and more. Thuan Lam has 1 emails and 1 mobile phone numbers on RocketReach.
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