Thomas Yu Email & Phone Number
Head of Enterprise Risk Management and Financial Compliance @ Robinhood
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Thomas Yu Location
- New York, NY, US
Thomas Yu Work
- Head of Enterprise Risk Management and Financial Compliance @ (September 2025 - Present)
- Director, Head of Financial Compliance @ (May 2019 - August 2025)
- Senior Manager, Financial Services @ (August 2009 - May 2019)
- Manager, Financial Services @ (October 2013 - July 2016)
Thomas Yu Education
- University of Southern California
Master of Accounting
2008-2009 - Beijing Language and Culture University
Bachelor of Finance
2004-2008 - Regent's University London
Exchange Student
2006-2007
Thomas Yu Skills
- Board of Directors Reporting
- Broker-Dealer
- Certified Public Accounting (CPA)
- Corporate Governance
- FinTech
- Financial Analysis
- Initial Public Offerings (IPO)
- Internal Audits
- Internal Controls
- International Financial Reporting Standards (IFRS)
- Public Company Compliance
- Regulatory Compliance
- Risk Management
- SEC Financial Reporting
- Sarbanes-Oxley Act
- Securities Regulation
- Start-ups
- U.S. Generally Accepted Accounting Principles (GAAP)
Thomas Yu Summary
- Thomas Yu, based in New York, NY, US, is currently a Head of Enterprise Risk Management and Financial Compliance at Robinhood. Thomas Yu brings experience from previous roles at Robinhood and EY. Thomas Yu holds a 2008 - 2009 Master of Accounting @ University of Southern California. With a robust skill set that includes Board of Directors Reporting, Broker-Dealer, Certified Public Accounting (CPA), Corporate Governance, FinTech and more. Thomas Yu has 4 emails and 2 mobile phone numbers on RocketReach.
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