Thomas Spicer Email & Phone Number
Compliance Officer Prime Broker and Futures Commission Merchant @ Barclays
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Thomas Spicer Location
- Holmdel, NJ, US
Thomas Spicer Work
- Compliance Officer Prime Broker and Futures Commission Merchant @ (March 2023 - Present)
- Senior Analyst Regulatory Supervision @ (March 2017 - January 2023)
- Assistant Vice President - Prime Brokerage @ (July 2014 - September 2016)
- Trading Supervisor @ (September 2010 - July 2014)
- Margin Analyst @ (September 2008 - September 2010)
- Assistant Vice President Trade Surveillance Unit @ (April 2007 - September 2008)
- Trade Desk Supervisor @ (September 2004 - April 2007)
- Operations Manager @ Investex (June 1999 - August 2004)
Thomas Spicer Education
- CUNY college of Staten Island 1994-1996
- SUNY Westbury 1992-1993
Thomas Spicer Skills
- Account Management
- Banking
- Bloomberg
- Brokerage
- Compliance Regulations
- Customer Service
- Customer Service Management
- ETFs
- Equities
- FINRA
- Financial Services
- Fixed Income
- Investment Banking
- Investment Management
- Investments
- Leadership
- Management
- Microsoft Office
- Mutual Funds
- NetX360
- Operations Management
- Options
- Problem Solving
- Process Improvement
- Regulatory Compliance
- Risk Management
- Securities
- Series 24
- Series 63
- Series 7
- Supervisory Skills
- Team Building
- Team Leadership
- Teamwork
- Trading
- Training
- protegent
Thomas Spicer Summary
- Thomas Spicer, based in Holmdel, NJ, US, is currently a Compliance Officer Prime Broker and Futures Commission Merchant at Barclays. Thomas Spicer brings experience from previous roles at Prudential Financial, Wedbush Securities, Metlife and UBS. Thomas Spicer holds a 1994 - 1996 CUNY college of Staten Island. With a robust skill set that includes Account Management, Banking, Bloomberg, Brokerage, Compliance Regulations and more. Thomas Spicer has 2 emails and 1 mobile phone numbers on RocketReach.
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