Thomas Spicer Email & Phone Number
Assistant Vice President Compliance officer @ Barclays
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Thomas Spicer Location
- Holmdel, NJ, US
Thomas Spicer Work
- 2023 -now Assistant Vice President Compliance officer @
- 2017 -2023 Senior Analyst Regulatory Supervision @
- 2014 -2016 Assistant Vice President - Prime Brokerage @
- 2010 -2014 Trading Supervisor @
- 2008 -2010 Margin Analyst @
- 2007 -2008 Assistant Vice President Trade Surveillance Unit @
- 2004 -2007 Trade Desk Supervisor @
- 1999 -2004 Operations Manager @ Investex
Thomas Spicer Education
- CUNY college of Staten Island 1994-1996
- SUNY Westbury 1992-1993
Thomas Spicer Skills
- Trading
- Customer Service
- Equities
- Banking
- Bloomberg
- Mutual Funds
- Securities
- Financial Services
- Investment Banking
- Investments
- Leadership
- Fixed Income
- Team Building
- FINRA
- ETFs
- Options
- Series 7
- Series 63
Thomas Spicer Summary
- Thomas Spicer, based in Holmdel, NJ, US, is currently a Assistant Vice President Compliance officer at Barclays. Thomas Spicer brings experience from previous roles at Prudential Financial, Wedbush Securities, Metlife and UBS. Thomas Spicer holds a 1994 - 1996 CUNY college of Staten Island. With a robust skill set that includes Trading, Customer Service, Equities, Banking, Bloomberg and more. Thomas Spicer has 2 emails and 1 mobile phone numbers on RocketReach.
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