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Thomas Sherlock Location
New York, NY, US
Thomas Sherlock Work
Audit Manager II @ (June 2025 - Present)
Audit Supervisor @ (January 2017 - Present)
Compliance Auditor @ Compliance Supervisors International Inc. (March 2009 - January 2017)
Chief Executive Officer, Owner and Pesident @ (September 2007 - October 2009)
Designated Market Maker @ Bank of America Specialist (October 2000 - January 2007)
Specialist Clerk @ MJ Meehan (January 1993 - October 2000)
Thomas Sherlock Education
Wagner college
Bachelor of Business Administration (BBA) (Finance, General)
1989-1992
Saint Peters Boys Highschool Staten Island, New York 1984-1988
Thomas Sherlock Skills
Alternative Investments
Trading Strategies
Series 63
Electronic Trading
Fixed Income
Portfolio Management
Capital Markets
Derivatives
Investments
Bloomberg
Equities
Mutual Funds
FINRA
Asset Management
Trading Systems
ETFs
Trading
Options
Series 7
Securities
Hedge Funds
Equity Trading
Financial Markets
Thomas Sherlock Summary
Thomas Sherlock, based in New York, NY, US, is currently a Audit Manager II at TD. Thomas Sherlock brings experience from previous roles at Bank of America, Compliance Supervisors International Inc., MOLLY MAID and Bank of America Specialist. Thomas Sherlock holds a 1989 - 1992 Bachelor of Business Administration (BBA) in Finance, General @ Wagner college. With a robust skill set that includes Alternative Investments, Trading Strategies, Series 63, Electronic Trading, Fixed Income and more. Thomas Sherlock has 2 emails and 3 mobile phone numbers on RocketReach.
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