2017 -2022 Compliance Officer @ Cantor Fitzgerald & Co
2005 -2017 Managing Director - Compliance Officer @ Convergex Group
2003 -2005 Vice President - Compliance Officer @
1994 -2003 Director - Compliance Officer @
1994 -1994 Compliance Officer @
1991 -1994 Senior Trading Analyst @
1990 -1990 Tax Auditor and Examiner @ Internal Revenue Service
Thomas Popp Education
State University of New York College at Fredonia
Bachelor of Business Administration (B.B.A.) (Finance, General)
1987-1989
Thomas Popp Skills
Securities
Series 7
Compliance
Series 63
Investments
Electronic Trading
Asset Management
Trading Systems
Financial Risk
Hedge Funds
Financial Services
Risk Management
Capital Markets
Equities
Financial Markets
Equity Trading
Management
Investment Banking
Derivatives
Accounting
Equity
Strategic Planning
Auditing
Sales
Thomas Popp Summary
Thomas Popp, based in New York, NY, US, is currently a Compliance Officer at Clear Street. Thomas Popp brings experience from previous roles at Cantor Fitzgerald & Co, Convergex Group, BNY Mellon and Merrill Lynch. Thomas Popp holds a 1987 - 1989 Bachelor of Business Administration (B.B.A.) in Finance, General @ State University of New York College at Fredonia. With a robust skill set that includes Securities, Series 7, Compliance, Series 63, Investments and more. Thomas Popp has 3 emails and 2 mobile phone numbers on RocketReach.
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