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Thomas Popp Location
New York, NY, US
Thomas Popp Work
Compliance Officer @ (January 2022 - Present)
Compliance Officer @ Cantor Fitzgerald & Co (March 2017 - January 2022)
Managing Director - Compliance Officer @ Convergex Group (February 2005 - March 2017)
Vice President - Compliance Officer @ (February 2003 - February 2005)
Director - Compliance Officer @ (November 1994 - February 2003)
Compliance Officer @ (April 1994 - November 1994)
Senior Trading Analyst @ (December 1991 - April 1994)
Tax Auditor and Examiner @ Internal Revenue Service (June 1990 - December 1990)
Thomas Popp Education
State University of New York at Fredonia
Bachelor of Business Administration (B.B.A.) (Finance, General)
1987-1989
Thomas Popp Skills
Securities
Series 7
Compliance
Series 63
Investments
Electronic Trading
Asset Management
Trading Systems
Financial Risk
Hedge Funds
Financial Services
Risk Management
Capital Markets
Equities
Financial Markets
Equity Trading
Management
Investment Banking
Derivatives
Accounting
Equity
Strategic Planning
Auditing
Sales
Thomas Popp Summary
Thomas Popp, based in New York, NY, US, is currently a Compliance Officer at Clear Street. Thomas Popp brings experience from previous roles at Cantor Fitzgerald & Co, Convergex Group, BNY Mellon and Merrill Lynch. Thomas Popp holds a 1987 - 1989 Bachelor of Business Administration (B.B.A.) in Finance, General @ State University of New York at Fredonia. With a robust skill set that includes Securities, Series 7, Compliance, Series 63, Investments and more. Thomas Popp has 3 emails and 1 mobile phone numbers on RocketReach.
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