Thomas Phan Email & Phone Number

Applications Support Team Lead and Manager, Market Abuse Surveillance (MAS) @ ACA Compliance Group

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Thomas Phan Location

Boston, MA, US

Thomas Phan Work

2024 - now Applications Support Team Lead and Manager, Market Abuse Surveillance (MAS) @ ACA Compliance Group
2023 - 2023 CRD Compliance Consultant @ ICON Consultants, LP
2019 - 2022 Investment Compliance Consultant @ MFS Investment Management
View Department

2016 - 2018 Associate @ BlackRock
2016 - 2016 Compliance Consultant @ Pioneer Investments
2012 - 2015 Surveillance Analyst - Fixed Income Portfolio Management and Trading @ BNY
2009 - 2012 Compliance Officer @ State Street Investment Management

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Thomas Phan Education

University of Scranton
B.A. History
University of Scranton
Bachelor of Arts (HISTORY)

Thomas Phan Skills

Crd
Agile Methodologies
Tableau

Analysts
Oversight
Portfolios
Trusts
Compliance Procedures
40 Act
Sentinel

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Thomas Phan Summary

Thomas Phan, based in Boston, MA, US, is currently a Applications Support Team Lead and Manager, Market Abuse Surveillance (MAS) at ACA Group. Thomas Phan brings experience from previous roles at ICON Consultants, LP, MFS Investment Management, BlackRock and Pioneer Investments. Thomas Phan holds a B.A. History @ University of Scranton. With a robust skill set that includes Crd, Agile Methodologies, Tableau, Analysts, Oversight and more. Thomas Phan has 2 emails and 1 mobile phone numbers on RocketReach.

Thomas Phan Emails

Found 2 emails

Thomas Phan Phone Numbers

Found 3 phone numbers

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