Deputy General Counsel @ (July 2014 - October 2020)
General Counsel and Chief Regulatory Officer @ Direct Edge (July 2011 - May 2014)
Chief Compliance Officer @ Barclays Capital (November 2009 - July 2011)
Partner @ (October 2008 - October 2009)
Managing Director and Counsel @ (January 1998 - September 2008)
Associate @ (September 1994 - January 1998)
Attorney Adviser, Division of Market Regulation @ (September 1992 - September 1994)
Thomas McManus Education
American University Washington College of Law
Doctor of Law (J.D.)
1989-1992
Boston College
Bachelor of Arts (BA) (Economics)
1983-1987
Thomas McManus Skills
Securities
FINRA
Securities Regulation
Capital Markets
Hedge Funds
Broker-Dealer
Corporate Governance
Equity Trading
Internal Audit
Enterprise Risk Management
Prime Brokerage
Market Structure
Self-regulation
Surveillance
Compliance
AML
Alternative Investments
Corporate Law
Derivatives
Dodd-Frank
Electronic Trading
SEC
Self Regulation
Structured Products
Investments
Financial Regulation
Financial Services
Equities
Digital Printing
Investment Banking
Broker Dealer
Due Diligence
Trading
Trading Systems
Dodd Frank
Options
Series 7
Financial Markets
Thomas McManus Summary
Thomas McManus, based in United States, is currently a Managing Director, Legal and Compliance Division at Morgan Stanley. Thomas McManus brings experience from previous roles at E*TRADE, Direct Edge, Barclays Capital and Morgan, Lewis & Bockius LLP. Thomas McManus holds a 1989 - 1992 Doctor of Law (J.D.) @ American University Washington College of Law. With a robust skill set that includes Securities, FINRA, Securities Regulation, Capital Markets, Hedge Funds and more. Thomas McManus has 2 emails and 6 mobile phone numbers on RocketReach.
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