Thomas McManus Email & Phone Number
Managing Director, Legal and Compliance Division @ Morgan Stanley
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Thomas McManus Location
- United States
Thomas McManus Work
- 2020 -now Managing Director, Legal and Compliance Division @
- 2014 -2020 Deputy General Counsel @
- 2011 -2014 General Counsel and Chief Regulatory Officer @ Direct Edge
- 2009 -2011 Chief Compliance Officer @
- 2008 -2009 Partner @
- 1998 -2008 Managing Director and Counsel @
- 1994 -1998 Associate @
- 1992 -1994 Attorney Adviser, Division of Market Regulation @
Thomas McManus Education
- American University, Washington College of Law 1989-1992
- Boston College 1983-1987
Thomas McManus Skills
- Securities
- FINRA
- Securities Regulation
- Capital Markets
- Hedge Funds
- Broker-Dealer
- Corporate Governance
- Equity Trading
- Internal Audit
- Enterprise Risk Management
- Prime Brokerage
- Market Structure
- Self-regulation
- Surveillance
- Compliance
- AML
- Alternative Investments
- Corporate Law
- Derivatives
- Dodd-Frank
- Electronic Trading
- SEC
- Self Regulation
- Structured Products
- Investments
- Financial Regulation
- Financial Services
- Equities
- Digital Printing
- Investment Banking
- Broker Dealer
- Due Diligence
- Trading
- Trading Systems
- Dodd Frank
- Options
- Series 7
- Financial Markets
Thomas McManus Summary
- Thomas McManus, based in United States, is currently a Managing Director, Legal and Compliance Division at Morgan Stanley. Thomas McManus brings experience from previous roles at E*TRADE, Direct Edge, Barclays Capital and Morgan, Lewis & Bockius LLP. Thomas McManus holds a 1989 - 1992 American University, Washington College of Law. With a robust skill set that includes Securities, FINRA, Securities Regulation, Capital Markets, Hedge Funds and more. Thomas McManus has 2 emails and 6 mobile phone numbers on RocketReach.
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