Thomas Maker Email & Phone Number
Director- Administrative Manager @ UBS Group AG
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Thomas Maker Location
- Stamford, CT, US
Thomas Maker Work
- 2021 -now Director- Administrative Manager @
- 2010 -2020 Vice President, Supervisory Manager @
- 2007 -2010 Vice President, Complex Administrative Manager @
- 2006 -2007 Vice President, Administrative Manager @
- 2003 -2006 Vice President, Complex Compliance Manager @ WACHOVIA SECURITIES LLC
- 1988 -2003 Principal, Sales Practices Review Unit @ New York Stock Exchange Regulation
- 1987 -1988 Floor Reporter, Equity Market Operations @ New York Stock Exchange
Thomas Maker Education
- Southern Connecticut State University
BS (Business Economics)
1980-1984
Thomas Maker Skills
- Options
- Fixed Income
- Series 24
- Leadership
- Process Improvement
- Equities
- Regulatory Risk
Thomas Maker Summary
- Thomas Maker, based in Stamford, CT, US, is currently a Director- Administrative Manager at UBS. Thomas Maker brings experience from previous roles at JP Morgan, MORGAN STANLEY SMITH BARNEY, MERRILL LYNCH and WACHOVIA SECURITIES LLC. Thomas Maker holds a 1980 - 1984 BS in Business Economics @ Southern Connecticut State University. With a robust skill set that includes Options, Fixed Income, Series 24, Leadership, Process Improvement and more. Thomas Maker has 2 emails and 1 mobile phone numbers on RocketReach.
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