Director, Corporate Secretary @ (November 2021 - April 2026)
EVP - Director of US Securities and Derivatives Compliance @ (August 2015 - November 2021)
Chief Compliance Officer @ (May 2005 - July 2015)
Senior GCIB Compliance Manager @ Banc of America Securities (now Merrill Lynch) (October 2000 - May 2005)
Thomas Kicak Education
Cleveland State University
Master of Business Administration - MBA (Finance)
Thomas Kicak Skills
Capital Markets
Risk Management
Portfolio Management
Investment Banking
Fixed Income
Financial Services
Equities
Banking
Series 24
Securities Regulation
Asset Management
Broker-Dealer
Control Room
Title VII
Swap Dealer
Debt & Equity Capital Raising
Marketing
Management
Public Speaking
Thomas Kicak Summary
Thomas Kicak, based in Houston, TX, US, is currently a Chief Compliance Officer at CAPIS. Thomas Kicak brings experience from previous roles at LevelField Financial, BBVA USA, SunTrust Robinson Humphrey, Inc. and Banc of America Securities (now Merrill Lynch). Thomas Kicak holds a Master of Business Administration - MBA in Finance @ Cleveland State University. With a robust skill set that includes Capital Markets, Risk Management, Portfolio Management, Investment Banking, Fixed Income and more. Thomas Kicak has 2 emails and 1 mobile phone numbers on RocketReach.
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